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WealthTech
New Robo "Cy-Borg" Launched By WBI TechnologiesNew Robo "Cy-Borg" Launched By WBI Technologies

Going by the shortened name of Cy, the new offering purports to combine the human and algorithmic in its investment mojo, though not in the conventional sense.

byDavis Janowski, Senior Technology Editor, WealthManagement.com
Oct 31, 2019
|
1 Min Read
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RIA
Ponzi Scheme Co-Conspirator Gets 14 Years in Federal PrisonPonzi Scheme Co-Conspirator Gets 14 Years in Federal Prison
byPatrick Donachie
Oct 31, 2019
2 Min Read
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WealthTech
Holistiplan Announces Revamped Pricing, New FeaturesHolistiplan Announces Revamped Pricing, New Features
bySamuel Steinberger
Oct 31, 2019
1 Min Read
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WealthTech
eMoney Advisor Rolls Out Single Sign-On With TDAI’s Veo One PlatformeMoney Advisor Rolls Out Single Sign-On With TDAI’s Veo One Platform
byDavis Janowski
Oct 30, 2019
1 Min Read
William Galvin
Wirehouse
Massachusetts Fines Morgan Stanley for Broker's ChurningMassachusetts Fines Morgan Stanley for Broker's Churning
byPatrick Donachie
Oct 30, 2019
2 Min Read
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RIA
Allworth Acquires $2.8 Billion Dallas-Based RAAAllworth Acquires $2.8 Billion Dallas-Based RAA
byErick Bergquist
Oct 29, 2019
2 Min Read

More from The Daily Brief

Austin, Texas
M&A
Sanctuary Makes First RIA Acquisition With $280 Million Austin Firm
Sanctuary Makes First RIA Acquisition With $280 Million Austin Firm
Oct 29, 2019
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Yodlee
WealthTech
Envestnet | Yodlee Announces New Intelligent APIs
Envestnet | Yodlee Announces New Intelligent APIs
Oct 28, 2019
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
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Industry News & Trends
Farm Bureau Financial Services Adds Advisor With $140 Million AUM
Farm Bureau Financial Services Adds Advisor With $140 Million AUM
Oct 28, 2019
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1 Min Read
byPatrick Donachie, Senior Reporter
Aaron Klein
WealthTech
Snappy Kraken Adds Riskalyze CEO to Board
Snappy Kraken Adds Riskalyze CEO to Board
Oct 28, 2019
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
Erinn Ford
RIA
Ladenburg B/D Recruits Phoenix Team From Geneos
Ladenburg B/D Recruits Phoenix Team From Geneos
Oct 25, 2019
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1 Min Read
byDiana Britton, Managing Editor
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RIA
Many Folks on Wall Street Actually Support Elizabeth Warren
Many Folks on Wall Street Actually Support Elizabeth Warren
Oct 24, 2019
|
2 Min Read
byDiana Britton, Managing Editor
FINRA Fines BNP Paribas $15 Million for Missing Potential Anti-Money Laundering Violations
Wirehouse
FINRA Fines BNP Paribas $15 Million for Missing Potential Anti-Money Laundering Violations
FINRA Fines BNP Paribas $15 Million for Missing Potential Anti-Money Laundering Violations
Oct 24, 2019
|
2 Min Read
byPatrick Donachie, Senior Reporter
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RIA
Personal Capital Hires Former Fidelity Executive
Personal Capital Hires Former Fidelity Executive
Oct 24, 2019
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2 Min Read
bySamuel Steinberger, Senior Technology Editor
You've Got Mail
WealthTech
Texting Beyond Just Text?
Texting Beyond Just Text?
Oct 23, 2019
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
morgan stanley
Equities
Morgan Stanley’s New Offering Targets Advisors of Jewish Clients
Morgan Stanley’s New Offering Targets Advisors of Jewish Clients
Oct 23, 2019
|
1 Min Read
byDiana Britton, Managing Editor
UBS sign
SMAs
UBS to Eliminate Additional Management Fees on SMAs
UBS to Eliminate Additional Management Fees on SMAs
Oct 22, 2019
|
1 Min Read
byErick Bergquist
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Industry News & Trends
Lido Advisors Acquires $700 Million Boca Raton Firm
Lido Advisors Acquires $700 Million Boca Raton Firm
Oct 22, 2019
|
1 Min Read
byPatrick Donachie, Senior Reporter
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WealthTech
Black Diamond Has New Integration With Timeline Decumulation Planning App
Black Diamond Has New Integration With Timeline Decumulation Planning App
Oct 22, 2019
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
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Regulation & Compliance
FINRA Bars Star Morgan Stanley Brokers for Churning HSN Founder's Accounts
FINRA Bars Star Morgan Stanley Brokers for Churning HSN Founder's Accounts
Oct 21, 2019
|
2 Min Read
byDiana Britton, Managing Editor
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WealthTech
Facebook's Libra Open to Different Look
Facebook's Libra Open to Different Look
Oct 21, 2019
|
1 Min Read
bySamuel Steinberger, Senior Technology Editor
IRS building
High Net Worth
IRS Announces Expansion of Private Debt Collection Program
IRS Announces Expansion of Private Debt Collection Program
Oct 18, 2019
|
1 Min Read
byDavid H. Lenok, Senior Editor
A group of urban markets offering groceries and prepared foods is scheduled to open in downtown San Francisco over the next few months according to Ba
M&A
EP Wealth Advisors Makes Second Bay Area Acquisition This Year
EP Wealth Advisors Makes Second Bay Area Acquisition This Year
Oct 18, 2019
|
2 Min Read
byPatrick Donachie, Senior Reporter
digital dollar
WealthTech
Firm Serving Carson Group Raises Millions
Firm Serving Carson Group Raises Millions
Oct 17, 2019
|
1 Min Read
bySamuel Steinberger, Senior Technology Editor
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Industry News & Trends
Report: Planners Fall Short of Making Plans Of Their Own
Report: Planners Fall Short of Making Plans Of Their Own
Oct 17, 2019
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3 Min Read
byPatrick Donachie, Senior Reporter
medical marijuana
Equities
The ESG Risks of Cannabis Investing
The ESG Risks of Cannabis Investing
Oct 17, 2019
|
2 Min Read
byDiana Britton, Managing Editor
finra
Industry News & Trends
FINRA Report Details Major Takeaways From Firm Examinations
FINRA Report Details Major Takeaways From Firm Examinations
Oct 16, 2019
|
2 Min Read
byPatrick Donachie, Senior Reporter
LPL Financial
Wirehouse
Colorado Firm With $200 Million in AUM Joins LPL
Colorado Firm With $200 Million in AUM Joins LPL
Oct 16, 2019
|
2 Min Read
byPatrick Donachie, Senior Reporter
Cetera was another firm that made significant gains by employing 2569 advisors last year up from 1930 in 2011
Industry News & Trends
SEC: Cetera Owes $21 Million in Gains From Share Class Violations
SEC: Cetera Owes $21 Million in Gains From Share Class Violations
Oct 15, 2019
|
2 Min Read
byPatrick Donachie, Senior Reporter
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Regulation & Compliance
Foreside Expands Compliance and Regulatory Market Share
Foreside Expands Compliance and Regulatory Market Share
Oct 15, 2019
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1 Min Read
byDiana Britton, Managing Editor
Pershing office
WealthTech
BNY Mellon's Pershing Announces Manager Gateway
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Oct 14, 2019
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
finra
Wirehouse
FINRA Hits Prominent Charlotte Broker With $1 Million Fine
FINRA Hits Prominent Charlotte Broker With $1 Million Fine
Oct 11, 2019
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2 Min Read
byPatrick Donachie, Senior Reporter
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Business Planning
Michigan-Based Advisor, Coach Launches New M&A Business
Michigan-Based Advisor, Coach Launches New M&A Business
Oct 11, 2019
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1 Min Read
byDiana Britton, Managing Editor
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Retirement
California Proceeds With Auto-IRA
California Proceeds With Auto-IRA
Oct 10, 2019
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
Bluespring Adds New Talent
Industry News & Trends
Bluespring Adds New Talent
Bluespring Adds New Talent
Oct 9, 2019
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
digital dollar
WealthTech
SkyView Launches Online M&A Platform
SkyView Launches Online M&A Platform
Oct 9, 2019
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byErick Bergquist

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