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Blucora office
High Net Worth
Avantax to Give $5.5 Million in Equity Grants to Advisors in 2020Avantax to Give $5.5 Million in Equity Grants to Advisors in 2020

The grants will be based on advisors’ 2020 performance and will be awarded in the first quarter of 2021.

byDiana Britton, Managing Editor
Dec 19, 2019
|
1 Min Read
LifeYield's office.
WealthTech
Orion Adds Tax-, Risk-Focused IntegrationsOrion Adds Tax-, Risk-Focused Integrations
bySamuel Steinberger
Dec 18, 2019
1 Min Read
digital dollar sign
WealthTech
Castle Hill Launches Free Due Diligence ToolCastle Hill Launches Free Due Diligence Tool
bySamuel Steinberger
Dec 18, 2019
1 Min Read
Rochester, New York
Industry News & Trends
Cadaret Grant Adds $90 Million AUM Firm in Upstate N.Y.Cadaret Grant Adds $90 Million AUM Firm in Upstate N.Y.
byErick Bergquist
Dec 17, 2019
1 Min Read
Sagepoint financial
Industry News & Trends
Advisor Group B/D Recruits Iowa-Based Rep From LPLAdvisor Group B/D Recruits Iowa-Based Rep From LPL
byDiana Britton
Dec 17, 2019
1 Min Read
shaking hands money
Investment
M&A Frenzy Continued in NovemberM&A Frenzy Continued in November
byAsia Martin
Dec 16, 2019
2 Min Read

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M&A
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SEC Headquarters
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Regulation & Compliance
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RIA
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cannabis money
ETFs
ETF Managers Group Sues AdvisorShares Over Its Cannabis ETF’s Name
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Dec 11, 2019
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Integrated Partners
RIA
Integrated Partners Adds NJ Advisor, Breaking $2 Billion in 2019 Acquired AUM
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Goldman Sachs
WealthTech
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mercer-advisors
RIA
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MAI_Office.jpg
RIA
MAI Capital Management Acquires Ohio-Based Firm
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Dec 9, 2019
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Domani Wealth Acquires EHD Advisory Services
Industry News & Trends
Domani Wealth Acquires EHD Advisory Services
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Dec 9, 2019
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Bank of America Merrill Lynch
Equities
Bank of America Merrill Lynch Expands Zero-Dollar Trading
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Dec 9, 2019
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courtroom judge bench
RIA
Connecticut Advisor Pleads Guilty to Stealing $575,000 From Clients
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Dec 6, 2019
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fiserv
WealthTech
PE Firm Motive Partners Acquires Majority Stake in Fiserv's Investment Services Unit
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Dec 5, 2019
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crowd
RIA
Two Quit Waddell & Reed for Conte Wealth Advisors
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Dec 5, 2019
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JPMorgan Chase
WealthTech
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Dec 5, 2019
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LPL Financial sign
RIA
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RBC windows
RIA
Top UBS Producers Bolt for RBC
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Dec 4, 2019
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Illustrating the Wealth Gap Between Boomers and Millennials
Client Relations
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mercer-advisors
Industry News & Trends
Mercer Advisors Acquires Adam Financial Associates
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Dec 3, 2019
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Creative Planning Wealth Management President Peter Mallouk
M&A
Creative Planning Inks Fourth Acquisition of 2019
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Dec 3, 2019
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byErick Bergquist
LPL Financial
RIA
Gatewood Wealth Solutions Joins LPL Financial
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Dec 2, 2019
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byAsia Martin, Reporter
LPL Financial
WealthTech
LPL App Shortens Account Opening From 9 to 4 (Minutes)
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Dec 2, 2019
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byDavis Janowski, Senior Technology Editor, WealthManagement.com
SEC
Regulation & Compliance
New SEC Proposals on Leveraged ETFs Don’t Go Far Enough, Officials Argue
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wealthfront office
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LPL Financial
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