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RIA
Advisors Share Woes of Being Stuck in Texas’ Fluke Winter SnowstormAdvisors Share Woes of Being Stuck in Texas’ Fluke Winter Snowstorm

Texas-based advisors got pummeled by low winter temperatures, ice, snow and rolling blackouts.

byAsia Martin, Reporter
Feb 18, 2021
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1 Min Read
Focus Financial CEO Rudy Adolf
RIA
Focus Has $1B of Dry Powder as It Looks GloballyFocus Has $1B of Dry Powder as It Looks Globally
byDiana Britton, Moderator
Feb 18, 2021
1 Min Read
businessman handcuffs money
RIA
Former Janney Advisor Arrested for Embezzling $400,000 from ClientsFormer Janney Advisor Arrested for Embezzling $400,000 from Clients
byAsia Martin
Feb 11, 2021
1 Min Read
Sagepoint financial
RIA
Desireé Sii Named President, CEO of SagePoint FinancialDesireé Sii Named President, CEO of SagePoint Financial
byAsia Martin
Feb 9, 2021
1 Min Read
DeLynn Headshot.jpg
RIA
Q&A: DeLynn Zell of Bridgeworth Wealth ManagementQ&A: DeLynn Zell of Bridgeworth Wealth Management
byAsia Martin
Feb 9, 2021
1 Min Read
LPL Financial sign
RIA
LPL to Offer Biz Solutions Service to Non-LPL AdvisorsLPL to Offer Biz Solutions Service to Non-LPL Advisors
byDiana Britton, Moderator
Feb 4, 2021
1 Min Read
Mindy diamond podcast
RIA
An Exclusive Deep Dive into the 2020 Schwab RIA Benchmarking Study
An Exclusive Deep Dive into the 2020 Schwab RIA Benchmarking Study
Feb 4, 2021
byMindy Diamond, CEO, Diamond Consultants
captrust
RIA
Captrust Acquires $3B RIA Genovese Burford & Brothers
Captrust Acquires $3B RIA Genovese Burford & Brothers
Feb 3, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Erinn Ford
RIA
Advisor Group Taps Erinn Ford to Lead Advisor Engagement
Advisor Group Taps Erinn Ford to Lead Advisor Engagement
Feb 3, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
mercer-advisors
RIA
Mercer Looks to 2021 After a Deal-Heavy December
Mercer Looks to 2021 After a Deal-Heavy December
Jan 29, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter
gamestop-store.jpg
RIA
Report: Former MassMutual Advisor Led GameStop Mania
Report: Former MassMutual Advisor Led GameStop Mania
Jan 29, 2021
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
Raymond James Financial
RIA
Raymond James, Ameriprise Report Slight Gains in Advisor Headcount
Raymond James, Ameriprise Report Slight Gains in Advisor Headcount
Jan 28, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
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RIA
Former Investacorp CEO, CCO Join Securities America OSJ as Advisors
Former Investacorp CEO, CCO Join Securities America OSJ as Advisors
Jan 28, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter
Doug Ketterer
RIA
Atria Acquires Sixth Independent B/D, SCF Securities
Atria Acquires Sixth Independent B/D, SCF Securities
Jan 27, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Hightower office logo
RIA
Hightower Sees New Opportunity in IBD-Affiliated Firms
Hightower Sees New Opportunity in IBD-Affiliated Firms
Jan 26, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
FMG Suite Chief Evangelist Samantha Russell
RIA
FMG Suite Names Samantha Russell Chief Evangelist
FMG Suite Names Samantha Russell Chief Evangelist
Jan 26, 2021
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1 Min Read
byAsia Martin, Reporter
Hightower CEO Bob Oros
RIA
Hightower Acquires Stake in $830M RIA Siller & Cohen
Hightower Acquires Stake in $830M RIA Siller & Cohen
Jan 26, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
CI Financial
RIA
CI Financial to Acquire $23B Segall Bryant & Hamill
CI Financial to Acquire $23B Segall Bryant & Hamill
Jan 25, 2021
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1 Min Read
byDiana Britton, Moderator, Patrick Donachie
shaking hands money
RIA
The RIA Deals This Week 2021-01-22
The RIA Deals This Week
Jan 22, 2021
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1 Min Read
byAsia Martin, Reporter
In March private equity firm Genstar Capital penned a deal with Lovell Minnick Partners to purchase Mercer Advisors an RIA with over 6 billion in clie
RIA
Mercer Advisors Acquires $440 Million Spokane Firm
Mercer Advisors Acquires $440 Million Spokane Firm
Jan 21, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter
paul-lofties-smile.png
RIA
Top Wealth Management Exec Leaves Securities America
Top Wealth Management Exec Leaves Securities America
Jan 21, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
journey-wealth-team-bw.jpg
RIA
Former Magnus Team Creates New RIA Model Leading With Practice Management
Former Magnus Team Creates New RIA Model Leading With Practice Management
Jan 20, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Commonwealth
RIA
Commonwealth Launches Enhanced Support Offering for Breakaways
Commonwealth Launches Enhanced Support Offering for Breakaways
Jan 20, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
performance-wealth-team.jpg
RIA
$2.2B Team Departs William Blair to Go Independent
$2.2B Team Departs William Blair to Go Independent
Jan 19, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
planswell-mastrud-gill.jpg
RIA
Planswell Bulks Up C-Suite, Hires Former XYPN Directors
Planswell Bulks Up C-Suite, Hires Former XYPN Directors
Jan 19, 2021
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
capitol-trump-flag.jpg
RIA
Advisors Weigh Place for Politics in Client Relationships
Advisors Weigh Place for Politics in Client Relationships
Jan 15, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter
businessmen working
RIA
Morgan Stanley Team Departs to Form All Source Investment Management
Morgan Stanley Team Departs to Form All Source Investment Management
Jan 15, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter
handshake-dollars-background.jpg
RIA
The RIA Deals This Week 2021-01-15
The RIA Deals This Week
Jan 15, 2021
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1 Min Read
byAsia Martin, Reporter
Jennifer Barry
RIA
Aaron Wealth Advisors Brings in Former Citigroup Exec
Aaron Wealth Advisors Brings in Former Citigroup Exec
Jan 13, 2021
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1 Min Read
byAsia Martin, Reporter
Gary Gensler
RIA
Report: Gary Gensler to Be Nominated to Chair SEC
Report: Gary Gensler to Be Nominated to Chair SEC
Jan 12, 2021
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
sanctuary-wealth-new-logo-wall.jpg
RIA
Ohio Team Joins Sanctuary After Merrill Closes Branch Office
Ohio Team Joins Sanctuary After Merrill Closes Branch Office
Jan 12, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
luke-winskowski-promo.jpg
RIA
Thrivent Creates New Channel for Remote-Only Advisors
Thrivent Creates New Channel for Remote-Only Advisors
Jan 11, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
joey-stemmle-fpa.jpg
RIA
FPA NexGen Introduces New President
FPA NexGen Introduces New President
Jan 8, 2021
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
big-hand-helping-build-bridge.jpg
RIA
Integrated Advisors Network Builds Out Pathway for Breakaways
Integrated Advisors Network Builds Out Pathway for Breakaways
Jan 7, 2021
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1 Min Read
byDiana Britton, Moderator, Managing Editor
captrust
RIA
Captrust Buys $3.29B RIA MRA Associates
Captrust Buys $3.29B RIA MRA Associates
Jan 7, 2021
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1 Min Read
byPatrick Donachie, Senior Reporter

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