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Journey Strategic Wealth Adds First Tuck-In Team Journey Strategic Wealth Adds First Tuck-In Team

San Francisco–based advisor Kristin Bartlow and her team bring $180 million in client assets to Journey Strategic Wealth, a new spin on the aggregator model, from Northwestern Mutual.

byDiana Britton, Moderator, Managing Editor

Apr 13, 2021

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1 Min Read

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$650M Team Leaves Merrill Lynch for LPL Financial $650M Team Leaves Merrill Lynch for LPL Financial

Apr 12, 2021

1 Min Read

Another Wells Fargo Team Heads to Snowden Lane for Non-U.S. Biz Another Wells Fargo Team Heads to Snowden Lane for Non-U.S. Biz

Apr 8, 2021

1 Min Read

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CMO Berta Aldrich Departs Private Advisor Group CMO Berta Aldrich Departs Private Advisor Group

byDiana Britton, Moderator

Apr 8, 2021

1 Min Read

Kingswood U.S. President and CEO Michael Nessim

Kingswood U.S. Names Michael Nessim CEO Kingswood U.S. Names Michael Nessim CEO

Apr 5, 2021

1 Min Read

focus financial

Michigan RIA Joins Focus Financial Partner Firm Michigan RIA Joins Focus Financial Partner Firm

byPatrick Donachie

Apr 1, 2021

1 Min Read

Alex David

Q&A: Alex David, Stifel’s New Independent B/D Chief

Q&A: Alex David, Stifel’s New Independent B/D Chief

byDiana Britton, Moderator, Managing Editor

US SEC building in Washington, D.C., 2008

SEC Charges Pro Athlete Advisor With Fraud

SEC Charges Pro Athlete Advisor With Fraud

byPatrick Donachie, Senior Reporter

Derek Bruton to Leave Kingswood U.S.

Derek Bruton to Leave Kingswood U.S.

byAsia Martin, Reporter

captrust

Captrust Names Head of Wealth Management Group

Captrust Names Head of Wealth Management Group

byPatrick Donachie, Senior Reporter

Jay Clayton

Ex-SEC Chairman Clayton to Advise Brevan-Backed Firm on Crypto

Ex-SEC Chairman Clayton to Advise Brevan-Backed Firm on Crypto

byErik Schatzker

Nick Miles and Ron Davidson

Inside an LPL Advisor's Succession Plan

Inside an LPL Advisor's Succession Plan

byDiana Britton, Moderator, Managing Editor

The Week in Wealth Management M&A

The Week in Wealth Management M&A

byAsia Martin, Reporter

prison

Former Morgan Stanley Advisor Sentenced to Five Years for $6 Million Theft

Former Morgan Stanley Advisor Sentenced to Five Years for $6 Million Theft

Mary Ellen Dugan, Neel Ray and Jillian Munro

Envestnet Adds Data, M&A and Marketing Execs

Envestnet Adds Data, M&A and Marketing Execs

bySamuel Steinberger, Senior Technology Editor

Cynthia Hewitt

Female Advisor, 69, Comes Out of Retirement to Join Snowden Lane

Female Advisor, 69, Comes Out of Retirement to Join Snowden Lane

byDiana Britton, Moderator, Managing Editor

Ronald Thacker and Jason Fertitta

Morgan Stanley Veteran Ronald Thacker Joins $3.5 Billion Americana Partners

Morgan Stanley Veteran Ronald Thacker Joins $3.5 Billion Americana Partners

bySuzanne Woolley

Avantax Wealth Management

Amidst Proxy Battle, Avantax Adds to Executive Team

Amidst Proxy Battle, Avantax Adds to Executive Team

byDiana Britton, Moderator, Managing Editor

Blucora office

Activist Investor Ancora Seeks Changes in Blucora Board

Activist Investor Ancora Seeks Changes in Blucora Board

byPatrick Donachie, Senior Reporter

Brightworth office

Canada's CI Financial Buys 16th U.S. RIA

Canada's CI Financial Buys 16th U.S. RIA

byAsia Martin, Reporter

Nine Scenic Remote Working Setups for Advisors

Nine Scenic Remote Working Setups for Advisors

bySamuel Steinberger, Senior Technology Editor

Lido Advisors

Boston Private Loses Two Advisors to Lido

Boston Private Loses Two Advisors to Lido

byAsia Martin, Reporter

Cetera financial building

Cetera Buys RIA MAGIS Financial Partners

Cetera Buys RIA MAGIS Financial Partners

byDiana Britton, Moderator, Managing Editor

Orion's Chief Marketing Officer Departs Firm

Orion's Chief Marketing Officer Departs Firm

bySamuel Steinberger, Senior Technology Editor

Commonwealth Financial Network

Commonwealth Taps Karen McColl to Integrate Products, Services

Commonwealth Taps Karen McColl to Integrate Products, Services

byAsia Martin, Reporter

Wells Fargo Retreat From Non-U.S. Biz Prompts Miami Advisor to Snowden Lane

Wells Fargo Retreat From Non-U.S. Biz Prompts Miami Advisor to Snowden Lane

byAsia Martin, Reporter

Bob Doll

Nuveen's Bob Doll to Retire

Nuveen's Bob Doll to Retire

byDiana Britton, Moderator, Managing Editor

Abacus Wealth Partners

Abacus Wealth Partners, Robasciotti & Philipson Merge to Create $3.8B RIA

Abacus Wealth Partners, Robasciotti & Philipson Merge to Create $3.8B RIA

byDiana Britton, Moderator, Managing Editor

Merrill Loses $1.2B AUM Firm to Dynasty

Merrill Loses $1.2B AUM Firm to Dynasty

byAsia Martin, Reporter

Goldman Sachs

Goldman’s Lane Quits for Coleman’s Tiger Global in Surprise Exit

Goldman’s Lane Quits for Coleman’s Tiger Global in Surprise Exit

bySridhar Natarajan and Hema Parmar

Reegan Rae

Q&A: Arnerich Massena's Co-CEO Reegan Rae

Q&A: Arnerich Massena's Co-CEO Reegan Rae

byAsia Martin, Reporter

Morningstar’s Kunal Kapoor Joins Wealth Enhancement Group’s Board of Directors

Morningstar’s Kunal Kapoor Joins Wealth Enhancement Group’s Board of Directors

byAsia Martin, Reporter

Altruist Hires TDAI Alum Pete Dorsey

Altruist Hires TDAI Alum Pete Dorsey

byDiana Britton, Moderator, Managing Editor

This Week's Wealth Management M&A Deals 2021-02-19

This Week's Wealth Management M&A Deals

byAsia Martin, Reporter

Oros Brings on Ex-Pershing CEO Lisa Dolly to Hightower’s Board of Directors

Oros Brings on Ex-Pershing CEO Lisa Dolly to Hightower’s Board of Directors

byAsia Martin, Reporter