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Ryan Parker
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Citizens Bank Hires Ryan Parker as Head of Wealth ManagementCitizens Bank Hires Ryan Parker as Head of Wealth Management

The former CEO of Edelman Financial Services, Ryan Parker, succeeds John Bahnken, who is retiring.

byAsia Martin, Reporter
Oct 27, 2020
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1 Min Read
Raymond James headquarters
RIA
Raymond James Recruits $170M Indie Advisor in OregonRaymond James Recruits $170M Indie Advisor in Oregon
byAsia Martin
Oct 26, 2020
1 Min Read
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RIA
LPL Recruits Father-Son Team in St. LouisLPL Recruits Father-Son Team in St. Louis
byAsia Martin
Oct 26, 2020
1 Min Read
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RIA
Allworth's Hanson: Going National With Lightyear and Lessons From COVID-19Allworth's Hanson: Going National With Lightyear and Lessons From COVID-19
byErick Bergquist
Oct 22, 2020
1 Min Read
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RIA
Steve Alch to Head Merrill Lynch's Southeast DivisionSteve Alch to Head Merrill Lynch's Southeast Division
byErick Bergquist
Oct 22, 2020
1 Min Read
RW Baird office
RIA
Arizona Advisor With $250 Million AUM Joins BairdArizona Advisor With $250 Million AUM Joins Baird
byPatrick Donachie
Oct 22, 2020
1 Min Read
Scarlett Abraham Clarke Commonwealth
RIA
Commonwealth Hires First Chief Diversity and Inclusion Officer
Commonwealth Hires First Chief Diversity and Inclusion Officer
Oct 20, 2020
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1 Min Read
byPatrick Donachie, Senior Reporter
Peter Nesvold Nesvold Capital Partners
RIA
Nesvold Capital Partners Invests in $2.7B AUM Pure Financial Advisors
Nesvold Capital Partners Invests in $2.7B AUM Pure Financial Advisors
Oct 20, 2020
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1 Min Read
byAsia Martin, Reporter
Robert Brockman
RIA
DOJ Charges Texas Billionaire Robert Brockman in $2B Tax Fraud
DOJ Charges Texas Billionaire Robert Brockman in $2B Tax Fraud
Oct 16, 2020
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1 Min Read
byPatrick Donachie, Senior Reporter
Tom-Don 2.jpg
RIA
'Talking Real Money' Podcast Hosts Join Apella Capital
'Talking Real Money' Podcast Hosts Join Apella Capital
Oct 13, 2020
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1 Min Read
byAsia Martin, Reporter
skyview-partners-office.jpg
RIA
SkyView Adds Investment Bank and Broker/Dealer, Becoming One-Stop M&A Shop
SkyView Adds Investment Bank and Broker/Dealer, Becoming One-Stop M&A Shop
Oct 12, 2020
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1 Min Read
byErick Bergquist
courthouse columns
RIA
Former Broker Sues Cetera OSJ AdvisorNet Financial
Former Broker Sues Cetera OSJ AdvisorNet Financial
Oct 12, 2020
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1 Min Read
byAsia Martin, Reporter
TD Ameritrade Institutional President Thomas Nally
RIA
Tom Nally, 7 Other Execs Out at TD Ameritrade
Tom Nally, 7 Other Execs Out at TD Ameritrade
Oct 9, 2020
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1 Min Read
bySamuel Steinberger, Davis Janowski
Larry_Sprung.jpg
RIA
Lawrence Sprung, Mitlin Financial Join Carson Group
Lawrence Sprung, Mitlin Financial Join Carson Group
Oct 8, 2020
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1 Min Read
byAsia Martin, Reporter
Wealth Enhancement Group
RIA
Wealth Enhancement Group Bolsters NY Presence with 10-15 Associates
Wealth Enhancement Group Bolsters NY Presence with 10-15 Associates
Oct 8, 2020
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1 Min Read
byErick Bergquist
insight-salt-lake-city.jpg
RIA
RIA EP Wealth Has Aggressive Plans to be National Brand
RIA EP Wealth Has Aggressive Plans to be National Brand
Oct 6, 2020
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1 Min Read
byErick Bergquist
northwestern-mutual-execs.jpg
RIA
Northwestern Mutual Shakes Up Leadership
Northwestern Mutual Shakes Up Leadership
Oct 5, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
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RIA
Ex-Commonwealth Advisor May Face 20 Years in Prison
Ex-Commonwealth Advisor May Face 20 Years in Prison
Oct 5, 2020
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1 Min Read
byAsia Martin, Reporter
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RIA
Wells Fargo Team Led by Rick Fuchs Goes Indy With Steward Partners
Wells Fargo Team Led by Rick Fuchs Goes Indy With Steward Partners
Oct 5, 2020
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1 Min Read
byAsia Martin, Reporter
Dynasty-Financial-Partners-sign.jpg
RIA
Shirl Penney Hires Former Smith Barney Colleague as Dynasty's Head of Strategic Development
Shirl Penney Hires Former Smith Barney Colleague as Dynasty's Head of Strategic Development
Sep 30, 2020
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1 Min Read
byAsia Martin, Reporter
Stephanie Cohen
RIA
Goldman Shakes Up Units in Fresh Push to Win Over Investors
Goldman Shakes Up Units in Fresh Push to Win Over Investors
Sep 29, 2020
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1 Min Read
bySridhar Natarajan
Envestnet
RIA
Envestnet Adds Another CIO
Envestnet Adds Another CIO
Sep 29, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
LPL Financial
RIA
Former NFL Player Joins LPL Financial
Former NFL Player Joins LPL Financial
Sep 29, 2020
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1 Min Read
byAsia Martin, Reporter
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RIA
Aggressive Deal Structures Return to RIA M&A
Aggressive Deal Structures Return to RIA M&A
Sep 25, 2020
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1 Min Read
byErick Bergquist
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RIA
Vise Fills Out Leadership Team, Advisory Board
Vise Fills Out Leadership Team, Advisory Board
Sep 24, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
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RIA
Bankrupt Advisor Sues Lincoln Financial Advisors Over Firing
Bankrupt Advisor Sues Lincoln Financial Advisors Over Firing
Sep 23, 2020
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1 Min Read
byAsia Martin, Reporter
EJ-Pipkin.jpg
RIA
Colleagues Save Texas Advisor From Heart Attack
Colleagues Save Texas Advisor From Heart Attack
Sep 23, 2020
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1 Min Read
byAsia Martin, Reporter
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Sponsored Content
In Support of Going Independent
In Support of Going Independent
Sep 22, 2020
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1 Min Read
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RIA
Goldman Sachs Spins Off Colorado RIA It Picked Up Via Folio Financial Deal
Goldman Sachs Spins Off Colorado RIA It Picked Up Via Folio Financial Deal
Sep 21, 2020
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1 Min Read
byErick Bergquist
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RIA
Merchant Takes Minority Stake in Corient Capital Partners
Merchant Takes Minority Stake in Corient Capital Partners
Sep 21, 2020
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1 Min Read
byErick Bergquist
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RIA
Kimmell Puts RBC Recruitment on Top
Kimmell Puts RBC Recruitment on Top
Sep 18, 2020
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1 Min Read
byAsia Martin, Reporter
Larry Fink morningstar
RIA
Fink Laments Eroding Corporate Culture in Work-at-Home Era
Fink Laments Eroding Corporate Culture in Work-at-Home Era
Sep 17, 2020
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1 Min Read
byAnnie Massa
Citi sign
RIA
Citi Names New Head of Wealth Management
Citi Names New Head of Wealth Management
Sep 17, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
San Francisco skyline
RIA
Robertson Stephens Hires Industry Vet as CEO
Robertson Stephens Hires Industry Vet as CEO
Sep 17, 2020
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1 Min Read
byAsia Martin, Reporter
business-group-silhouette-meeting.jpg
RIA
Concurrent Adds 8 Teams, Boosting AUM by $900 Million
Concurrent Adds 8 Teams, Boosting AUM by $900 Million
Sep 16, 2020
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1 Min Read
byErick Bergquist

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