Breaking Away, Going Independent: What to know before you goBreaking Away, Going Independent: What to know before you go

This 1.5-hour summit (CE Credit eligible) will provide essential insights for advisors considering the leap to independence. A record number of financial advisors are making the shift from wirehouses to embrace independence as RIAs – whether by launching their own firms, joining established ones, or opting for a hybrid approach. From evaluating technology needs to navigating the transition process, this event equips advisors with the tools and knowledge they need to success.

SESSION 1
2:00-2:30 PM ET – The Essentials of Independence

Key considerations before making the transition, including compliance, client communications, and team readiness.

Sponsored by

SESSION 2
2:30-3:00 PM ET – Beyond the Breakaway: Designing a Scalable and Sellable Firm

Breaking away is just the start—scaling and selling your firm begins with smart real estate decisions. Should you rent or own? How do lease terms impact growth and valuation? This session explores the often-overlooked nuances of securing the right space and its long-term impact on your firm's success.

Sponsored by

SESSION 3
3:00-3:30 PM ET – Building Your Tech Stack

What tools and solutions are essential for a smooth transition and ongoing operations? Discover must-have technology to set your practice up for success today and beyond.

CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits have been applied for and are pending approval.