News

Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Highlights

Morgan Stanley Forms New Client-Management Unit Under Crawley

Jan 14, 2025

Mandell Crawley, a 32-year veteran of the firm and one of its senior-most Black executives, will run the integrated firm management...

Mariner Adds $1B in AUA in Triple Deal

Jan 14, 2025

Mariner has acquired Cincinnati, Ohio-based Cassady Schiller Wealth, Englewood, Colo.-based Jenkins Wealth and...

Wealth Enhancement Group Adds $673M Pacific Northwest Firm

Jan 14, 2025

According to CEO Jeff Dekko, acquiring Northwest Investment Counselors will help Wealth Enhancement “better...

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Elevation Point Stakes $750M Michigan RIA

Jan 14, 2025

The deal with Stonebrook Private represents Elevation Point’s first strategic investment since its inception in June.

$8B Balentine Sells 20% Stake to FJ Management

Jan 14, 2025

The investment from FJM, which has its roots in convenience stores, will help Balentine with succession planning and growth.

FP Alpha Launches Tax Services As Standalone Product

Jan 14, 2025

The tech provider is unbundling its tax services, as clients increasingly clamor for assistance from their advisors, according to CEO Andrew Altfest.

Schwab, Blackstone Among Firms Paying $63M To Settle SEC Texting Charges

Jan 13, 2025

The regulator found firm employees were using unapproved texting apps for business and failing to archive the communications. It follows earlier settlements made with large firms like Bank of America, Morgan Stanley, LPL and Raymond James.

Robinhood to Pay $45M to Settle SEC Claims

Jan 13, 2025

Two Robinhood entities “failed to observe a broad array of significant regulatory requirements,” according to the SEC.

MAI Acquires $662M California Firm

Jan 13, 2025

Concentric Wealth Management represents MAI’s second West Coast acquisition in 2024.

Kestra Names John Amore as Next President

Jan 13, 2025

The current Wealth Management Head will take over as president of Kestra Financial in April, succeeding Stephen Langlois, who...

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.