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Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034McKinsey Estimates Advisor Shortage of 100,000 by 2034

The consulting firm says the wealth management industry can address the shortage by boosting productivity levels and attracting new talent.

byDiana Britton, Managing Editor
Feb 11, 2025
|
3 Min Read
stock market model portfolios
Investing Strategies
Morningstar: Advisor Use of Custom Model Portfolios RisesAdvisor Use of Custom Model Portfolios Rises
byDavid Bodamer
Feb 11, 2025
2 Min Read
dollars graph Private equity RIAs
RIA
Fidelity: PE Fueled Record 89% of RIA Deals in 2024Fidelity: PE Fuels Record 89% of RIA Deals
byAlex Ortolani
Feb 11, 2025
3 Min Read
Peakline Partners Bill Rudnick, executive managing director
Alternative Investments
Private Markets Investments Firm Cresset Partners Rebrands as Peakline PartnersCresset Partners Investment Firm Rebrands as Peakline Partners
byAlex Ortolani
Feb 11, 2025
1 Min Read
Kathy Wunderi Wealth.com
Career Moves
Top Hollywood Attorney Joins Wealth.com’s Legal TeamTop Hollywood Attorney Joins Wealth.com’s Legal Team
byPatrick Donachie
Feb 11, 2025
1 Min Read
Robert Sofia Snappy Kraken
Marketing
Snappy Kraken Launches AI-backed RIA Enterprise HubSnappy Kraken Launches AI-Backed Enterprise Hub
byAlex Ortolani
Feb 11, 2025
2 Min Read
Hershey Wealth Advisors Merit Financial
RIA
Merit Acquires $233M Pennsylvania RIA From Osaic
Merit Acquires $233M RIA In Pennsylvania
Feb 11, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
U.S. Supreme Court building
Regulation & Compliance
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Feb 10, 2025
|
5 Min Read
byPatrick Donachie, Senior Reporter
Sugarloaf Wealth Management Principal Jason Connolly Prime Capital Financial
RIA
Prime Capital Gains Foothold in Atlanta with $1B RIA
Prime Capital Adds 1B Atlanta RIA
Feb 10, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Kristen Larson Sanctuary Wealth breakaway UBS
RIA
$200M Advisor Leaves UBS to Go Independent with Sanctuary
Sanctuary Lands New $200M Minneapolis RIA
Feb 10, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Mariner Wealth Advisors CEO Marty Bicknell
RIA
Mariner to Add 250 Senior Wealth Advisors in Major Recruiting Push
Mariner Recruiting for 250 Senior Wealth Advisors
Feb 10, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Carnegie CEO and Principal Richard Alt
RIA
Carnegie Investment Counsel Adds $1.3B Firm To Expand In Northeast
Carnegie Investment Counsel Adds $1.3B Firm
Feb 7, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Osaic signage
RIA
Osaic Adds $360M Firm to W-2 Affiliation Channel
Osaic Adds $360M Firm to W-2 Affiliation Channel
Feb 7, 2025
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1 Min Read
byDiana Britton, Managing Editor
Linda Bready
RIA
FinTech Exec Launches M&A Consulting Business
FinTech Exec Launches M&A Consulting Business
Feb 7, 2025
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3 Min Read
byDiana Britton, Managing Editor
Breanna Rae Blaney
Professional Development
DFA Alum Launches Advisor Training Program and Designation
DFA Alum Launches Advisor Training Program, Designation
Feb 7, 2025
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3 Min Read
byDiana Britton, Managing Editor
Empower CEO Ed Murphy
RIA
Empower’s Wealth Unit Grows Assets 29% on 401(k) Rollover Capture
Empower Wealth Unit Reports 29% Asset Growth
Feb 7, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
LPL CEO Rich Steinmeier
IBD
LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s Growth
New LPL CEO Keeps Eye on Firm Growth
Feb 6, 2025
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3 Min Read
byPaige Smith
IAA President Matt Lampman
Career Moves
One-time Unpaid Intern Becomes President of $4.8B IAA
$4.8B IAA Promotes Former Intern to President
Feb 6, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
Trump Media Truth Social
ETFs
Trump Media to Trademark a ‘Made in America ETF’ in Finance Push
Trump Media to Trademark a ‘Made in America ETF’
Feb 6, 2025
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2 Min Read
byAnnie Massa
KKR logo on phone
Alternative Investments
KKR Calls Credit’s ‘iPhone Moment’ as Public, Private Markets Meld
KKR Calls Credit’s ‘iPhone Moment’
Feb 6, 2025
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2 Min Read
byOlivia Raimonde
CFP Board CEO Kevin Keller
Career Moves
CFP Board CEO Kevin Keller To Retire
CFP Board CEO Kevin Keller To Retire
Feb 6, 2025
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2 Min Read
byPatrick Donachie, Senior Reporter
Corporate Plans Retirement Strategies team
RIA
Deals & Moves: Cetera, Corient and LPL’s RIA Channel Add Advisors
Deals & Moves: Cetera, Corient and LPL Add Advisors
Feb 6, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Capstone Wealth Advisors Vice President Ryan Skogstad
RIA
Wealth Enhancement Acquires $619M RIA Serving Pacific Northwest
Wealth Enhancement Snags $619M Oregon-based RIA
Feb 5, 2025
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2 Min Read
First Republic bank doors
Career Moves
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
Feb 5, 2025
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5 Min Read
byBiz Carson, Reporter
Alisa Maute Mercer Advisors
Career Moves
Mercer Hires Client Development Director From LPL
Mercer Hires Client Development Director From LPL
Feb 5, 2025
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3 Min Read
byDiana Britton, Managing Editor
Osaic signage city
Industry News & Trends
Osaic Is Focus of Latest Cash Sweep Class Action Suit
Osaic Is Focus of Latest Cash Sweep Class Action Suit
Feb 5, 2025
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3 Min Read
byPatrick Donachie, Senior Reporter
San Diego Padres owner Peter Seidler
Estate Planning
Widow of San Diego Padres Owner Alleges Foul Play
Widow of San Diego Padres Owner Alleges Foul Play
Feb 5, 2025
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3 Min Read
byAnna Sulkin Stern - Moderator, Legal Editor
401k Real Talk Fred Barstein
RPA
401k Real Talk Episode 138: February 5, 2025
401k Real Talk Episode 138: February 5, 2025
Feb 5, 2025
byFred Barstein, The Retirement Adviser University,
American flag US stocks stock market ETFs
ETFs
U.S. ETF Industry Starts 2025 Strong with 75 Listings in January
75 New U.S. ETFs Launched in January
Feb 5, 2025
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1 Min Read
Clearstead Advisors President and CEO Bradley Knapp
RIA
Clearstead Gains Chicago Area Foothold with $420M RIA
Clearstead Acquires $420M Chicago Area RIA
Feb 5, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
EP Wealth office
RIA
EP Wealth Starts 2025 with $500M Nashville Acquisition
EP Wealth Adds $500M Nashville RIA
Feb 4, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
Jarrod Biebel TrekNorth Investment Management James Horn Matterhorn Private Wealth
RIA
RFG Attracts Advisors From Raymond James, Edelman
RFG Attracts Advisors From Raymond James, Edelman
Feb 4, 2025
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2 Min Read
byDiana Britton, Managing Editor
Cohen & Steers office
ETFs
Cohen & Steers Enters ETF Arena
Cohen & Steers Enters ETF Arena
Feb 4, 2025
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2 Min Read
byDavid Bodamer, Executive Editor, Investments
Support Platforms
AssetMark Taps New CTO from BlackRock’s Aladdin
AssetMark Taps New CTO from BlackRock’s Aladdin
Feb 4, 2025
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2 Min Read
byDiana Britton, Managing Editor
Regulation & Compliance
FINRA Fines Apex Clearing $3.2M for Securities Lending Violations
FINRA Fines Apex Clearing $3.2M for Securities Lending Violations
Feb 4, 2025
|
3 Min Read
byDiana Britton, Managing Editor

Latest news

empty office chairs
Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034
McKinsey Estimates Advisor Shortage of 100,000 by 2034

Feb 11, 2025

stock market model portfolios
Investing Strategies
Morningstar: Advisor Use of Custom Model Portfolios Rises
Advisor Use of Custom Model Portfolios Rises

Feb 11, 2025

dollars graph Private equity RIAs
RIA
Fidelity: PE Fueled Record 89% of RIA Deals in 2024
Fidelity: PE Fuels Record 89% of RIA Deals

Feb 11, 2025

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