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Dynasty Financial Partners CEO Shirl Penney
Career Moves
Dynasty Snags $900M Chicago Team, Including CIBC AlumsDynasty Snags $900M Chicago Team, Including CIBC Alums

XXI Wealth’s clients include athletes and business professionals and have “extensive operational backgrounds,” according to Dynasty CEO Shirl Penney.

byPatrick Donachie, Senior Reporter
Feb 20, 2025
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1 Min Read
Prill Garwood team
Career Moves
$900M Kansas Trio Joins LPL from Raymond James$900M Kansas Trio Joins LPL from Raymond James
byPatrick Donachie
Feb 19, 2025
1 Min Read
independent crew
RIA
$1.6B RIA and Trust Company to Split from Bank Parent$1.6B RIA and Trust Company to Split from Bank Parent
byAlex Ortolani
Feb 14, 2025
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Marwa Zakharia AssetBook
Support Platforms
AssetBook CEO Marwa Zakharia Steps DownAssetBook CEO Marwa Zakharia Steps Down
byDiana Britton, Moderator
Feb 14, 2025
1 Min Read
David Canter
Investing Strategies
David Canter Joins Green Investment CompanyDavid Canter Joins Green Investment Company
byDiana Britton, Moderator
Feb 14, 2025
1 Min Read
team building concept abstract illustration with geometric shapes
Career Moves
The Right Way to Build a TeamThe Right Way to Build a Team
byJason Diamond
Feb 14, 2025
1 Min Read
Hightower office
RIA
Hightower CEO Change Could Signal Next Phase of RIA's Growth
Hightower CEO Change Signals Next Phase of Growth
Feb 14, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
RIA
Deals & Moves: LPL, Ameriprise Add Advisors Amid Mounting Legal Disputes
Deals & Moves: LPL, Ameriprise Add Advisors
Feb 14, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Kabir Sethi
Artificial Intelligence
Kabir Sethi Joins Board Of AI Startup Zeplyn
Kabir Sethi Joins Board Of AI Startup Zeplyn
Feb 13, 2025
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Peter Crawford CD&R
Career Moves
CD&R Hires Former Schwab CFO to Guide Wealth Portfolio
CD&R Taps Ex-Schwab CFO for Wealth Investments
Feb 12, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Peter Nesvold SignatureFD
RIA
SignatureFD Adds M&A Vet Peter Nesvold to Board
SignatureFD Adds M&A Vet Nesvold to Board
Feb 12, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Larry Restieri and Bob Oros Hightower
Career Moves
Hightower CEO Bob Oros To Step Down
Hightower CEO Bob Oros To Step Down
Feb 11, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Kathy Wunderi Wealth.com
Career Moves
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Feb 11, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Kristen Larson Sanctuary Wealth breakaway UBS
RIA
$200M Advisor Leaves UBS to Go Independent with Sanctuary
Sanctuary Lands New $200M Minneapolis RIA
Feb 10, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Dave Breslin General Catalyst GC Wealth
RIA
Q&A: Dave Breslin Ushers General Catalyst Into the Wealth Business
Dave Breslin Ushers General Catalyst Into the Wealth Business
Feb 10, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
LPL CEO Rich Steinmeier
IBD
LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s Growth
New LPL CEO Keeps Eye on Firm Growth
Feb 6, 2025
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1 Min Read
byPaige Smith
IAA President Matt Lampman
Career Moves
One-time Unpaid Intern Becomes President of $4.8B IAA
$4.8B IAA Promotes Former Intern to President
Feb 6, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
CFP Board CEO Kevin Keller
Career Moves
CFP Board CEO Kevin Keller To Retire
CFP Board CEO Kevin Keller To Retire
Feb 6, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Corporate Plans Retirement Strategies team
RIA
Deals & Moves: Cetera, Corient and LPL’s RIA Channel Add Advisors
Deals & Moves: Cetera, Corient and LPL Add Advisors
Feb 6, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
First Republic bank doors
Career Moves
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
Feb 5, 2025
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1 Min Read
byBiz Carson, Reporter
Alisa Maute Mercer Advisors
Career Moves
Mercer Hires Client Development Director From LPL
Mercer Hires Client Development Director From LPL
Feb 5, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
The Healthy Advisor Podcast Aaron Klein Nitrogen Diana Britton
Professional Development
The Healthy Advisor: Beyond the C-Suite With Aaron Klein
The Healthy Advisor: Aaron Klein
Feb 5, 2025
byDiana Britton, Moderator, Managing Editor
Jarrod Biebel TrekNorth Investment Management James Horn Matterhorn Private Wealth
RIA
RFG Attracts Advisors From Raymond James, Edelman
RFG Attracts Advisors From Raymond James, Edelman
Feb 4, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Support Platforms
AssetMark Taps New CTO from BlackRock’s Aladdin
AssetMark Taps New CTO from BlackRock’s Aladdin
Feb 4, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Milemarker CTO Kailash Duraiswami
Support Platforms
Data Technology Firm Milemarker Hires Its First CTO
Data Technology Firm Milemarker Hires Its First CTO
Feb 3, 2025
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Savvy Wealth Chief Growth Officer David Weiner
RIA
Savvy Taps New Growth Officer to Bolster RIA Push
Savvy Hires RIA Growth Lead
Feb 3, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
William “Bill” Bruen Jr. and his son Andrew Bruen
Career Moves
$1.3B Father-Son UBS Team Jumps to LPL
$1.3B Father-Son UBS Team Jumps to LPL
Jan 28, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Jerod Wurm (left) and Casey Frye
RIA
Carson Acquires $365M Sacramento Firm
Carson Acquires $365M Sacramento Firm
Jan 28, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Janney Montgomery Scott CEO Tony Miller
Career Moves
Janney Montgomery Scott Names New CEO
Janney Montgomery Scott Names New CEO
Jan 24, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Compound Planning co-founders Christian Haigh (left) and Alex Farman-Farmaian
RIA
Compound Planning Reels in Four Advisors, Bringing AUM to Over $2.5B
Compound Planning Adds Four Advisors, Bringing AUM to Over $2.5B
Jan 23, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Dan Bolton Wealth.com
Career Moves
Wealth.com Recruits New Marketing Head from Nitrogen
Wealth.com Recruits New Marketing Head from Nitrogen
Jan 23, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Envestnet CEO Chris Todd
WealthTech
Chris Todd Named Envestnet CEO
Chris Todd Named Envestnet CEO
Jan 21, 2025
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
merger puzzle
Support Platforms
Merchant-Backed Fin.Link Hires New President
Merchant-Backed Fin.Link Hires New President
Jan 21, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
business meeting business training advisor training
Business Planning
New Year, New Advisors
New Year, New Advisors
Jan 16, 2025
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1 Min Read
dollars-clock-hands.jpg
High Net Worth
Key 2025 Dates For Your Clients' Personal Finances
Key 2025 Dates For Your Clients' Personal Finances
Jan 2, 2025
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1 Min Read

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Dynasty Financial Partners CEO Shirl Penney
Career Moves
Dynasty Snags $900M Chicago Team, Including CIBC Alums
Dynasty Snags $900M Chicago Team, Including CIBC Alums

Feb 20, 2025

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