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Career Moves

Alex Van Halen drums Van Halen
Career Moves
The Road to Success: Lessons from Alex Van Halen's JourneyThe Road to Success: Lessons from Alex Van Halen's Journey

The Van Halen story illustrates that true achievement is not solely rooted in talent but is also a product of relentless dedication, strategic partnerships and an unwavering focus on one’s goals.

byMatt Sonnen, COO
Dec 17, 2024
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1 Min Read
retirement planning succession planning clock
Career Moves
Solo RIAs Not Planning for Retirement Risk ExtinctionSolo RIAs Not Planning for Retirement Risk Extinction
Dec 16, 2024
1 Min Read
Sallie Krawcheck gives a keynote address at Wealth Management EDGE in 2023.
WealthTech
Ellevest Will Be Run By Co-CEOs As Krawcheck Steps DownEllevest Will Be Run By Co-CEOs As Krawcheck Steps Down
byDavis Janowski
Dec 13, 2024
1 Min Read
Clearstead president and CEO
Career Moves
$47B RIA Clearstead Names New President and CEO$47B RIA Clearstead Names New President and CEO
byDiana Britton
Dec 13, 2024
1 Min Read
LPL Financial company sign
IBD
LPL Wins $540M Group from OsaicLPL Wins $540M Group from Osaic
byDavid Bodamer
Dec 12, 2024
1 Min Read
former Wipfli executive Paul Lally and MarketCounsel President Brian Hamburger at The MarketCounsel Summit
Career Moves
MarketCounsel Hires Paul Lally as Head of Business SolutionsMarketCounsel Hires Paul Lally as Head of Business Solutions
byDiana Britton
Dec 11, 2024
1 Min Read
Snowden Lane office
Career Moves
Snowden Lane Program Awards Retiring Advisors an Option to Cash In
Snowden Lane Program Awards Retiring Advisors an Option to Cash In
Dec 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
Trinity Financial Partners Merit Financial
IBD
Merit Financial Lands $603M Pennsylania Firm
Merit Financial Lands $603M Pennsylania Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
The Lindsey-Trost Group of Steward Partners
RIA
West Coast Teams Combine Forces to Form $712M Steward Partners Firm
West Coast Teams Combine Forces to Form $712M Steward Partners Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Choir co-founders Sonya Dreizler and Liz Gagnon
Diversity & Inclusion
Diversity Tech Platform Choir to Shutter at the End of 2024
Diversity Tech Platform Choir To Close at End of 2024
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Vanguard Group company sign
Career Moves
Vanguard Launches New Advice and Wealth Management Division
Vanguard Launches Advice, Wealth Management Division
Dec 10, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
books
Business Planning
Ten Best Books of 2024 for Financial Advisors
Ten Best Books of 2024 for Financial Advisors
Dec 5, 2024
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11 Slides
byJohn Kador
magnifying-glass-dollar-signs.jpg
Business Planning
Headwinds Are On The Horizon: How Are You Preparing?
Headwinds Are On The Horizon: How Are You Preparing?
Dec 3, 2024
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1 Min Read
byJason Diamond, Vice President, Senior Consultant
group of young businessmen and women running up stairs pro bono work
Industry News & Trends
Planners-To-Be Overwhelmingly Want Firms Emphasizing Pro Bono Work
Planners-To-Be Overwhelmingly Want Firms Emphasizing Pro Bono Work
Dec 2, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
The Diamond Podcast for Financial Advisors UBS comp plan changes
Career Moves
The Diamond Podcast for Financial Advisors: UBS Comp Plan Changes and the Impact on Advisors
The Diamond Podcast for Financial Advisors: UBS Comp Plan Changes and the Impact on Advisors
Nov 27, 2024
byLouis Diamond, President
Bethel University campus Minnesota
Career Moves
‘Risky Strategy’: Private Colleges Slash Tuition to Stay Viable
‘Risky Strategy’: Private Colleges Slash Tuition to Stay Viable
Nov 26, 2024
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1 Min Read
byFrancesca Maglione
The Diamond Podcast for Financial Advisors Jason Diamond Louis Diamond Industry Update
Career Moves
How to Set Up Your Business to Maximize Enterprise Value
How to Set Up Your Business to Maximize Enterprise Value
Nov 21, 2024
byLouis Diamond, Jason Diamond
puzzle
RIA Edge
The Changing Nature of M&A in the RIA Space
The Changing Nature of M&A in the RIA Space
Nov 20, 2024
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1 Min Read
byMichael Nessim
Diamond Podcast for Financial Advisors Momentum Advisors Allan Boomer
Career Moves
The Diamond Podcast for Financial Advisors: Allan Boomer on Diversity as a Superpower
The Diamond Podcast for Financial Advisors: Allan Boomer on Diversity as a Superpower
Nov 14, 2024
byLouis Diamond, President
two businessmen silhouette
Career Moves
The Profession Has Failed Past Entrants
The Profession Has Failed Past Entrants
Nov 12, 2024
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1 Min Read
byGeorge Nichols III
10 Ways to Boosts Admission Chances
Career Moves
10 Ways to Boosts Admission Chances
10 Ways to Boosts Admission Chances
Nov 11, 2024
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1 Min Read
byLynn O'Shaughnessy, Columnist: College Planning
Wilmington Trust Head of Wealth Management Lisa Roberts
Career Moves
Wilmington Trust Names New Wealth Management Leader
Wilmington Trust Names New Wealth Management Leader
Oct 31, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
LPL-Rich-Steinmeier.png
Career Moves
LPL Board Names Rich Steinmeier CEO
LPL Board Names Rich Steinmeier CEO
Oct 21, 2024
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1 Min Read
byDiana Britton, Managing Editor
Dave Barton Mercer Advisors
RIA
Dave Barton, Mercer Advisors’ Head of M&A, Retires
Dave Barton, Mercer Advisors’ Head of M&A, Retires
Oct 21, 2024
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1 Min Read
byDiana Britton, Managing Editor
berta-aldrich.jpg
Career Moves
Former Private Advisor Group CMO to Lead StepStone Private Wealth Marketing
Former Private Advisor Group CMO to Lead StepStone Private Wealth Marketing
Oct 17, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
fidelity investments
Career Moves
Head of Fidelity-Owned Group of 1,700 Family Offices Departs
Head of Fidelity-Owned Group of 1,700 Family Offices Departs
Oct 16, 2024
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1 Min Read
byAnnie Massa and Ben Stupples
ralph-hamers-ubs-davos.jpg
Career Moves
Ex-UBS CEO Ralph Hamers Joins Former Googlers’ AI Wealth Firm
Ex-UBS CEO Ralph Hamers Joins Former Googlers’ AI Wealth Firm
Oct 11, 2024
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1 Min Read
byBen Stupples
Pershing-Cover-WP2022.png
Sponsored Content
Next: The Wealth Management Firm of the Future
Next: The Wealth Management Firm of the Future
Oct 9, 2024
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1 Min Read
byWealth Management IQ
Santander Bank sign
Career Moves
Santander Reorganizes Leadership Roles at Wealth Management Unit
Santander Reorganizes Leadership Roles at Wealth Management Unit
Oct 7, 2024
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1 Min Read
byMacarena Muñoz and Jorge Zuloaga
Ross Znavor
Career Moves
Former BlackRock Exec Ross Znavor Joins Vise
Former BlackRock Exec Ross Znavor Joins Vise
Oct 3, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
SEC Director of Enforcement Gurbir Grewal
Career Moves
SEC Enforcement Director Gurbir Grewal to Leave Agency
SEC Enforcement Director Gurbir Grewal to Leave Agency
Oct 2, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Aquilance CRO Kevin Reed
Career Moves
Aquilance Hires Chief Revenue Officer From Morningstar
Aquilance Hires Chief Revenue Officer From Morningstar
Oct 2, 2024
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1 Min Read
byDiana Britton, Managing Editor
LPL Financial CEO Dan Arnold
Career Moves
LPL Fires CEO Dan Arnold for Violating Code of Conduct
LPL Fires CEO Dan Arnold for Violating Code of Conduct
Oct 1, 2024
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1 Min Read
byDiana Britton, Managing Editor
Walt Bettinger
Career Moves
Schwab CEO Bettinger to Step Down as Firm Revamps Banking Unit
Schwab CEO Bettinger to Step Down as Firm Revamps Banking Unit
Oct 1, 2024
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1 Min Read
byPaige Smith
Jack Devine TAG Intel
Career Moves
CIA Veteran Brings Geopolitical Intelligence to Wealth Management
CIA Veteran Brings Geopolitical Intelligence to Wealth Management
Sep 24, 2024
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1 Min Read
byDiana Britton, Managing Editor

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Larry Restieri and Bob Oros Hightower
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