New Page 1 The Authoritative Voice of the Retail Real Estate Industry Re-launches with 244-Page May Issue and Focuses on Doing Business Now and In the Future 14TH Annual Superior Achievement in Design and Imaging (SADI) Awards Recognize the 2003...

Well, here’s more bad news for Citigroup, in case the company isn’t immune to it by this point.

When NY AG Eliot Spitzer announched the 1.4 bilion settlement of the securities conflict, his office warned that it was "the beginning, not the end."

A federal judge in Vermont has ruled against Merrill Lynchs attempt to prevent two former brokers from contacting clients they held while at the firm. Merrill had requested a temporary restraining order after the brokers left its Burlington, Vt...

National Financial Partners (NFP), the national distribution network of independent registered investment advisors, is set to go public imminently. Last month, the Manhattan-based firm filed its S-1 registration statement to the Securities and...

Raymond James' CEO on Spitzer, hiring and the Mayo Clinic.

New rules, legal precedents and a willingness of hiring firms to negotiate non-compete and non-solicitation clauses in contracts can give brokers more options.

Brokers hoped that the Spitzer settlement would put the conflict of interest scandals in the past. Too bad retail investors have such long, bitter memories.

If your client is tying the knot, you should move aggressively to make sure he stays yours--and become theirs.