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401(k) Real Talk Transcript for February 14, 2024 401(k) Real Talk Transcript for February 14, 2024

Transcript of Episode 93 of 401(k) Real Talk.

byFred Barstein, The Retirement Adviser University,

Feb 14, 2024

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1 Min Read

RPA 401k Real Talk with Fred Barstein retirement news

401(k) Real Talk Episode 93: February 14, 2024 401(k) Real Talk Episode 93: February 14, 2024

byFred Barstein

Feb 14, 2024

allworth-financial-sign-DB.jpg

Allworth Acquires $300M NorCal RIA Allworth Acquires $300M NorCal RIA

byDiana Britton

Feb 14, 2024

1 Min Read

Perigon CEO Art Ambarik RIA news

Perigon Buys $425M Prudeo Partners Perigon Buys $425M Prudeo Partners

Feb 14, 2024

1 Min Read

Treasury Department

Regulation & Compliance

U.S. Treasury Floats New Anti-Money Laundering Rules for RIAs U.S. Treasury Floats New Anti-Money Laundering Rules for RIAs

byPatrick Donachie

Feb 13, 2024

1 Min Read

Ferris Bueller car scene

A More Focused Idea of ‘Convergence’A More Focused Idea of ‘Convergence’

byDaniel Bryant

Feb 13, 2024

1 Min Read

LPL racked up 11181 advisors in 2012

LPL to Acquire $100B Atria Wealth Solutions

LPL to Acquire $100B Atria Wealth Solutions

byPatrick Donachie, Senior Reporter

mercer advisors office

Mercer Adds to Its M&A Teams

Mercer Adds to Its M&A Teams

byDiana Britton, Managing Editor

Why Wealth Management Fees Have Remained Steady and DC Advisory Fees Have Declined

Why Wealth Management Fees Have Remained Steady and DC Advisory Fees Have Declined

byFred Barstein, The Retirement Adviser University,

Alex Goss: NewEdge Capital To ‘Ramp Up’ M&A

Alex Goss: NewEdge Capital To ‘Ramp Up’ M&A

byAli Hibbs, Reporter

Christopher Poch RIA news Promethium Advisors

Former Morgan Stanley Advisor Launches RIA With Tru Independence

Former Morgan Stanley Advisor Launches RIA With Tru Independence

byAli Hibbs, Reporter

Regulation & Compliance

Former Oppenheimer & Co. Advisor Sentenced to Nearly 8 Years in Prison for $49M Ponzi Scheme

Former Oppenheimer & Co. Advisor Sentenced to Nearly 8 Years in Prison for $49M Ponzi Scheme

byPatrick Donachie, Senior Reporter

Alex David

Stifel’s IBD Chief Alex David Jumps to Raymond James

Stifel’s IBD Chief Alex David Jumps to Raymond James

byDiana Britton, Managing Editor

Industry News & Trends

UBS Snags $2B New Jersey Team From Merrill Lynch

UBS Snags $2B New Jersey Team From Merrill Lynch

byDiana Britton, Managing Editor

NewEdge Advisors RIA news

RIA Roundup: NewEdge Advisors, NewEdge Wealth Add Teams in Connecticut, Atlanta

RIA Roundup: NewEdge Advisors, NewEdge Wealth Add Teams in Connecticut, Atlanta

byAli Hibbs, Reporter

gears RIA M&A

WMIQ: Navigating the Current RIA M&A Market

WMIQ: Navigating the Current RIA M&A Market

byAli Hibbs, Reporter

SEC Seal

Regulation & Compliance

SEC Fines Firms $81M For Off-Channel Communications Lapses

SEC Fines Firms $81M For Off-Channel Communications Lapses

byPatrick Donachie, Senior Reporter

Abigail Johnson

Industry News & Trends

Fidelity Shuffles Senior Management, Reports 12% Revenue Boost

Fidelity Shuffles Senior Management, Reports 12% Revenue Boost

Industry News & Trends

Rockefeller Lures $1.3B Team from Morgan Stanley

Rockefeller Lures $1.3B Team from Morgan Stanley

byDiana Britton, Managing Editor

Diamond Podcast for advisors Barry Mitchell

The Diamond Podcast for Financial Advisors: An $850M UBS Breakaway Story

The Diamond Podcast for Financial Advisors: An $850M UBS Breakaway Story

byMindy Diamond, Columnist: Career Moves

college student

Can You Pass the Financial Planning Challenge?

Can You Pass the Financial Planning Challenge?

Texas Tech FPA Challenge team golf outing

What Is the FPA Financial Planning Challenge?

What Is the FPA Financial Planning Challenge?

Bruce Milam Miracle Mile Advisors RIA news

$5.6B Miracle Mile Picks Up 2 Firms With Combined $600M

$5.6B Miracle Mile Picks Up 2 Firms With Combined $600M

byAli Hibbs, Reporter

Industry News & Trends

Former Advisor Sues Morgan Stanley To Overturn FINRA Award

Former Advisor Sues Morgan Stanley To Overturn FINRA Award

byPatrick Donachie, Senior Reporter

UBS

Industry News & Trends

$1.3B Team Joins UBS from Merrill Lynch

$1.3B Team Joins UBS from Merrill Lynch

byAli Hibbs, Reporter

401(k) Real Talk Transcript for February 7, 2024

401(k) Real Talk Transcript for February 7, 2024

byFred Barstein, The Retirement Adviser University,

401(k) Real Talk Episode 92: February 7, 2024

401(k) Real Talk Episode 92: February 7, 2024

byFred Barstein, The Retirement Adviser University,

Poterack Team Private Advisor Group RIA news

Private Advisor Group Adds $120M Charlotte Team

Private Advisor Group Adds $120M Charlotte Team

byDiana Britton, Managing Editor

Regulation & Compliance

Lawmakers Reintroduce Bill Banning Forced Arbitration

Lawmakers Reintroduce Bill Banning Forced Arbitration

byPatrick Donachie, Senior Reporter

Equity Design Group co-founder Jason Hohenstein LPL Financial Osaic broker/dealer

Industry News & Trends

LPL Recruits $520M Team From Osaic

LPL Recruits $520M Team From Osaic

byDiana Britton, Managing Editor

Nepsis Nabs Choreo Director

Nepsis Nabs Choreo Director

byAli Hibbs, Reporter

Molly Nelson Mariner Advisor

Avantax Sues Mariner Wealth, Advisor For Stealing Its CPA Secrets

Avantax Sues Mariner Wealth, Advisor For Stealing Its CPA Secrets

byPatrick Donachie, Senior Reporter

Insights & Analysis

Kitces Podcast Sparks Debate on Google Reviews

Kitces Podcast Sparks Debate on Google Reviews

byRob Burgess, Technology Reporter

Industry News & Trends

Moody’s, Fitch Affirm Osaic’s Credit Ratings

Moody’s, Fitch Affirm Osaic’s Credit Ratings

byDiana Britton, Managing Editor

Betterment office

Are Fintech Record Keepers Viable?

Are Fintech Record Keepers Viable?

byFred Barstein, The Retirement Adviser University,