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Drucker Wealth RIA news wealth management

Father-Son Team Departs Longtime IBD to Create $750M RIA Father-Son Team Departs Longtime IBD to Create $750M RIA

Lance and Gideon Drucker, who had been with Hornor, Townsend & Kent for over 40 years, will use Fidelity and Altruist for custody, and PKS for brokerage business.

byDiana Britton, Managing Editor

Mar 5, 2024

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1 Min Read

Raymond James Financial

Industry News & Trends

$350M New Hampshire Team Joins Raymond James From Morgan Stanley $350M New Hampshire Team Joins Raymond James From Morgan Stanley

byPatrick Donachie

Mar 5, 2024

1 Min Read

MAI Capital Management''s office.

RIA Roundup: MAI, Beacon Pointe & Perigon Wealth Make Acquisitions RIA Roundup: MAI, Beacon Pointe & Perigon Wealth Make Acquisitions

Mar 5, 2024

1 Min Read

mercer advisors office

Mercer Acquires $2.5B Seattle Firm Mercer Acquires $2.5B Seattle Firm

byPatrick Donachie

Mar 5, 2024

1 Min Read

CoFi Advisors Colin Walker and Wheeler Crowley

Integrated Partners Snags $185M New Hampshire Team From Ameriprise Integrated Partners Snags $185M New Hampshire Team From Ameriprise

byDiana Britton

Mar 5, 2024

1 Min Read

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The Increasing Importance of Retirement Plan Advisor Due Diligence The Increasing Importance of Retirement Plan Advisor Due Diligence

byFred Barstein

Mar 4, 2024

1 Min Read

Haig Ariyan, CEO, Arax Investment Partners

Arax’s Newly Acquired IBD Sticks With Pershing for Clearing and Custody

Arax’s Newly Acquired IBD Sticks With Pershing for Clearing and Custody

byDiana Britton, Managing Editor

RIAs Faced a 213% Spike in Paid Errors and Omissions Claims in 2023

RIAs Faced a 213% Spike in Paid Errors and Omissions Claims in 2023

byElaine Misonzhnik, Senior Editor, Investments

The Colony Group office RIA news merger with GW & Wade

Focus to Merge $10.4B GW & Wade Into The Colony Group

Focus to Merge $10.4B GW & Wade Into The Colony Group

byDiana Britton, Managing Editor

Insights & Analysis

The WealthStack Podcast: Betterment for Advisors' Thomas Moore on What Custodial Competition Means for the Industry

The WealthStack Podcast: Betterment for Advisors' Thomas Moore on What Custodial Competition Means for the Industry

byShannon Rosic - Moderator, Director of WealthStack Content and Solutions

Goldman Sachs Now Has 42 Integrations on Custody Platform

Goldman Sachs Now Has 42 Integrations on Custody Platform

byDiana Britton, Managing Editor

Kabir Sethi to Leave LPL Financial

Kabir Sethi to Leave LPL Financial

byDiana Britton, Managing Editor

Vanguard CEO Tim Buckley

Industry News & Trends

Vanguard CEO Tim Buckley To Step Down By Year’s End

Vanguard CEO Tim Buckley To Step Down By Year’s End

byPatrick Donachie, Senior Reporter

Endeavor Wealth Strategies head Seth Marshall

Industry News & Trends

A $515M Indiana Team Returns to LPL from PNC

A $515M Indiana Team Returns to LPL from PNC

byDiana Britton, Managing Editor

Diamond for Financial Advisors podcast Brett Bernstein

Diamond Podcast for Financial Advisors: Ex-Merrill Advisor on Going from Practice to Firm to $4B Enterprise

Diamond Podcast for Financial Advisors: Ex-Merrill Advisor on Going from Practice to Firm to $4B Enterprise

byMindy Diamond, Columnist: Career Moves

Insights & Analysis

WealthManagement.com Industry Awards 2024: Top Tips for Submitting a Winning Nomination

WealthManagement.com Industry Awards 2024: Top Tips for Submitting a Winning Nomination

Liz Nesvold RIA news Emigrant Bank

What’s Behind Liz Nesvold’s Move to Emigrant?

What’s Behind Liz Nesvold’s Move to Emigrant?

byDiana Britton, Managing Editor

Edelman Financial Engines

Industry News & Trends

Former Edelman Advisors Sue for Right to Break Covenants

Former Edelman Advisors Sue for Right to Break Covenants

byPatrick Donachie, Senior Reporter

Insights & Analysis

Navigating Growth Strategies in Advisory Firms: Bridging Perceptions and Realities

Navigating Growth Strategies in Advisory Firms: Bridging Perceptions and Realities

401(k) Real Talk Transcript for February 28, 2024

401(k) Real Talk Transcript for February 28, 2024

byFred Barstein, The Retirement Adviser University,

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Insights & Analysis

Where Did All the Organic Growth Go?

Where Did All the Organic Growth Go?

Liz Nesvold RIA news Emigrant Bank

Liz Nesvold Joins Emigrant as Vice Chair

Liz Nesvold Joins Emigrant as Vice Chair

byDiana Britton, Managing Editor

Continuity Private Wealth RIA news

Industry News & Trends

$1B Pennsylvania Team Leaves Merrill for LPL Financial

$1B Pennsylvania Team Leaves Merrill for LPL Financial

byDiana Britton, Managing Editor

Raymond James Financial

Industry News & Trends

$450M Florida Team Joins Raymond James from Merrill

$450M Florida Team Joins Raymond James from Merrill

byPatrick Donachie, Senior Reporter

Rossby Andrew J. Evans RIA news

Subscription-Based RIA Rossby Adds Three Advisors From Cambridge

Subscription-Based RIA Rossby Adds Three Advisors From Cambridge

byAli Hibbs, Reporter

Industry News & Trends

Mariner Wealth Avoids DOJ Charges by Admitting to Non-Poaching Scheme

Mariner Wealth Avoids DOJ Charges by Admitting to Non-Poaching Scheme

byPatrick Donachie, Senior Reporter

401(k) Plan Sponsors Are Demanding More from their Advisor

401(k) Plan Sponsors Are Demanding More from their Advisor

byFred Barstein, The Retirement Adviser University,

Goldman Sachs

Goldman Promotes Meena Flynn to Co-Lead Top Client-Services Role

Goldman Promotes Meena Flynn to Co-Lead Top Client-Services Role

byKatherine Doherty and Sridhar Natarajan

Carson Group Greenlights Just Four Spot Bitcoin ETFs

Carson Group Greenlights Just Four Spot Bitcoin ETFs

byKatie Greifeld

Corient Obtains A- Credit Rating

Corient Obtains A- Credit Rating

byAli Hibbs, Reporter

RIA Roundup: Meketa Capital Gets Family Office Investment, New Board Members

RIA Roundup: Meketa Capital Gets Family Office Investment, New Board Members

byAli Hibbs, Reporter

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Insights & Analysis

Why So Many Wealth Managers Are Considering M&A

Why So Many Wealth Managers Are Considering M&A

LPL Financial sign

Industry News & Trends

LPL Adds $16B From Wintrust Financial Corp.

LPL Adds $16B From Wintrust Financial Corp.

byAli Hibbs, Reporter

Erik Karanik Wells Fargo

Wells Fargo Names New Growth Head for Independent Businesses

Wells Fargo Names New Growth Head for Independent Businesses

byDiana Britton, Managing Editor

Larry Roth

Kingswood SPAC Deal With Wentworth Gets Three-Week Extension

Kingswood SPAC Deal With Wentworth Gets Three-Week Extension

byDiana Britton, Managing Editor