Badges? We ain't got no badges. We don't need no badges. I don't have to show you any stinking badges. So go the famous lines from The Treasure of the Sierra Madre, the 1948 Humphrey Bogart movie. This might as well be a quote from the NASD these days. In the securities industry, brokers are expected to follow the rules. If you don't, you will be held accountable by the NASD. But what do you do if

byBill Singer