See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Your clients have a new tool to check up on you. On GradeMyAdvisor.com, investors create a free profile and enter their investment portfolio and their advisor. The information is secure, t...
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There’s been a great deal of excitement in the past year over the legalization of same-sex marriage nationwide. But there are still a number of places where same-sex couples are barred from marrying without the invo...
In the race to compete with low-cost, online algorithm-based investing services, financial advisers are constantly bombarded by sales pitches about the latest and greatest in financial technology...
Moody’s Investors Service on Tuesday downgraded RCS Capital's (RCAP) corporate credit rating from B3 to Caa1 with a negative outlook. Moody’s cited the firm’s diminished ability to pay down its debt from ongoing...
The Securities and Exchange Commission recently approved the Financial Industry Regulatory Authority’s plan to reduce the previously established 15-day waiting period to publish details of advisor terminations and investigations on...
For richer for sure. | armari36/iStock/Thinkstock
While high-earning men don’t make more money around the time they marry, their earnings grow throughout the lifetime of the marriage, according to research by Jonathan Marc Bearak, who got ...
Bill Singer speaks to Jenice L. Malecki, elder law expert and founding partner of Malecki Law, on the rise in the number of baby boomers being taken advantage of by unscrupulous brokers, why another equity downturn will likely bring to light more...
It's not so mystical after all.
Industry pundits and researchers have long debated whether it’s possible to predict market movements. In a new piece, Research Affiliates argues that you can. Co-founder and Vice Chairman Jason Hsu writes t...
For the first time in nine years, the number of advisors grew last year. But despite the shift, observers say advisor headcount will begin a steep decline in 2019, as FAs start to retire en masse.
Industry research firm Cerulli Associates said...