See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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House lawmakers introduced legislation on Friday that would block the Department of Labor's fiduciary proposal from going into effect if not approved by Congress and set up an alternate best interest standard for advisors...
More than a year after a Wisconsin woman was sentenced to 15 years in jail for posing as a financial advisor with Fidelity, the Financial Industry Regulatory Authority levied a $1 million penalty against the brokerage for missing numerous red...
“You’ve got a real way with turning a phrase, it’s like you’re a wordsmith,” a recent advisor complimented with a conspirator-like smile as she asked “Do you have any tricks up your sleeve to get people to do...
The much anticipated "Star Wars: The Force Awakens" movie hits U.S. theaters on Thursday and many advisors say they’re fans of the franchise. In fact, advisors claiming to be "Star Wars" aficionados outnumber those who prefer "Star Trek" 3 to 1...
The Financial Industry Regulatory Authority submitted a proposed rule to the U.S. Securities and Exchange Commission late Wednesday night that would require broker/dealers to provide educational information to customers they’re seeking...
The Federal Reserve hiked interest rates for the first time in nearly a decade on Wednesday, signaling faith that the U.S. economy had largely overcome the wounds of the 2007-2009 financial crisis...
A rider that would have blocked funding to the Department of Labor’s fiduciary proposal has been cut from the final version of the year-end omnibus spending bill...
They all deserve a comfortable retirement. | Copyright Win McNamee, Getty Images
The military retirement system is on the verge of a major overhaul significantly increasing the number of veterans eligible for a federal pension, Fox Busines...
The first rate hike in nearly a decade is coming, with more likely to follow. We think the markets may be volatile in the period ahead, whether due to the Fed, China, geopolitical issues or some combination thereof.