See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Sales goals were the scapegoat after John Stumpf’s brutal congregational testimony in late September. Would his plan to eliminate sales goals have solved the problem? We think there are many more important problems that need to...
(Bloomberg) -- Wells Fargo & Co., the lender whose chief executive officer stepped down this week amid a scandal in its branch network, posted third-quarter profit that beat analysts’ estimates as loan-loss provisions improved and...
(Bloomberg) -- Henderson Group Plc and Janus Capital Group Inc. expect the largest growth in their combined funds management business will come from the U.S. after the two firms join together to create an asset manager overseeing more than ...
Equity research analysts following LPL Financial said they were surprised by the Reuters report that the nation's largest independent broker/dealer is exploring a sale given the uncertain environment for independent b/ds coming under ...
Financial advisors are not fans of Hillary. | Copyright Chip Somodevilla, Getty Images
Consider the source here, but Breitbart.com is reporting on a Woodbridge Wealth survey that 83 percent of financial advisors prefer Donald Trump over Hillar...
(Bloomberg Gadfly) -- Among the steady drumbeat of negative news for Wells Fargo in the wake of its fake-account scandal, the most troubling headlines may be those telling of lost business because of the bank's shredded reputation.
Illinois, C...
(Bloomberg Gadfly) -- Every financial advisor in the country has been debating the Department of Labor's new fiduciary rule, arguing about whether or not it's really good for investors. For my part, I’m on the record here and...
The gender gap for financial wellness has decreased 32 percent to 8.9 percent since 2012, says a new report from Financial Finesse.But the situation isn't quite that simple.The 2016 Gender Gap in Financial Wellness report, which analyzes results...
LPL Financial Holdings Inc, the largest independent broker-dealer and registered investment adviser in the United States, is exploring strategic alternatives, including a potential sale, according to people familiar with the matter...
