See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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As the competition for advisors heats up, with record transition packages, top advisors are changing jerseys at a fast pace. Certainly, it is tempting to be wooed by these outsized deals that have the potential to turn someone into a wealthy man...
(Bloomberg) -- Political friction and vacancies in top posts at the U.S. Securities and Exchange Commission have increased the likelihood that Chair Mary Jo White could remain in the job beyond the end of President Barack Obama’s term...
(Bloomberg) -- UBS Group AG Chief Executive Officer Sergio Ermotti pledged to continue cost cuts after profit at the wealth-management business fell and the securities unit was hurt by a slump in equities trading...
Department of Labor releases its first wave of FAQs on the fiduciary rule, baby boomers seek more advice from advisors than millennials and CentSai launches experts section.
Schwab’s chief technology officer predicts financial services firms will connect to the “rewired” investor with chat bots, virtual reality and machine learning, and that “we’re going to move past investment management as a focal point in five years.”
Schwab Chief Technology Officer Tim Heier admits that his first computer was the Commodore 64, and he was impressed. “64 kilobytes of RAM,” he said. “Now, you have thousands of times that in your pocket.&rdquo...
The man with the plan.
Professional athletes have reputations for being cavalier about how they spend their money, especially with stories about how many are ripped off by financial advisors and are left broke shortly after their playing care...
