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Estate Planning
900 Down, Only a Handful to Go—Merrill Pays One More Female Broker; Separately, Thousands of Female Morgan Stanley Reps May Settle900 Down, Only a Handful to Go—Merrill Pays One More Female Broker; Separately, Thousands of Female Morgan Stanley Reps May Settle

One of the last claimants from the 1997 class-action discrimination lawsuit against Merrill Lynch collected her reward late last month. Separately, Morgan Stanley has confirmed that it settled with over 3,000 claimants but would not comment further. Both sides in the Morgan case expect to file documents to the U.S. District Court for the District of Columbia seeking preliminary court approval for the settlement by April 12 when the settlement terms will be made public.

byHalah Touryalai
Mar 16, 2007
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2 Min Read
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Industry News & Trends
LPL’s Got ‘Bank.’ What’s Next? An IPO?LPL’s Got ‘Bank.’ What’s Next? An IPO?
byHalah Touryalai
Mar 8, 2007
2 Min Read
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Regulation & Compliance
SEC Cracks Insider-Trading RingSEC Cracks Insider-Trading Ring
byHalah Touryalai
Mar 1, 2007
1 Min Read
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Regulation & Compliance
Where "In Terrorem" Clauses Should Spark FearWhere "In Terrorem" Clauses Should Spark Fear
byJohn T. Brooks
Feb 28, 2007
4 Min Read
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Industry News & Trends
Bringing Up Baby: Advising the Rich on Their KidsBringing Up Baby: Advising the Rich on Their Kids
byKristen French
Feb 28, 2007
3 Min Read
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Regulation & Compliance
Baird and Red Granite Call Off the DogsBaird and Red Granite Call Off the Dogs
byJohn Churchill
Feb 22, 2007
1 Min Read
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Regulation & Compliance
Who’s Watching the Watcher? No One, Apparently
Who’s Watching the Watcher? No One, Apparently
Feb 21, 2007
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2 Min Read
byJohn Churchill
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Regulation & Compliance
Will the Curse of the Dirty U5 Be Lifted? Judges Seem Skeptical of ‘Absolute Privilege’
Will the Curse of the Dirty U5 Be Lifted? Judges Seem Skeptical of ‘Absolute Privilege’
Feb 16, 2007
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5 Min Read
byKaren Donovan
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Financial Planning
Morgan Stanley to Simplify Financial Planning for FAs
Morgan Stanley to Simplify Financial Planning for FAs
Feb 9, 2007
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2 Min Read
byKristen French
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Industry News & Trends
Privatization Wave Hits REITs
Privatization Wave Hits REITs
Feb 1, 2007
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13 Min Read
byG. M. Filisko
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Industry News & Trends
The Art of Land Banking
The Art of Land Banking
Feb 1, 2007
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12 Min Read
bySteve McLinden
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Regulation & Compliance
Yolanda Quixote
Yolanda Quixote
Feb 1, 2007
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15 Min Read
byKristen French
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Industry News & Trends
B/D Firms Delay 1099s—Again
B/D Firms Delay 1099s—Again
Jan 31, 2007
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1 Min Read
byKristen French
Global Real Estate Monitor
Industry News & Trends
Global Real Estate Monitor
Global Real Estate Monitor
Jan 30, 2007
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6 Min Read
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Industry News & Trends
At Independent B/D Confab, Optimism and Skepticism
At Independent B/D Confab, Optimism and Skepticism
Jan 30, 2007
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2 Min Read
byHalah Touryalai
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Industry News & Trends
The Citi Gossip: What Is the Real Reason for Thomson’s Departure?
The Citi Gossip: What Is the Real Reason for Thomson’s Departure?
Jan 23, 2007
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2 Min Read
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Industry News & Trends
Krawcheck Back, Thompson Bows Out at Citigroup
Krawcheck Back, Thompson Bows Out at Citigroup
Jan 22, 2007
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3 Min Read
byJohn Churchill
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Regulation & Compliance
Attorneys' Fees
Attorneys' Fees
Jan 11, 2007
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7 Min Read
byJohn T. Brooks, Samantha E. Weissbluth
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Industry News & Trends
Ryan Beck’s Discount Price?
Ryan Beck’s Discount Price?
Jan 11, 2007
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2 Min Read
byHalah Touryalai
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Industry News & Trends
"Cheating" the Tax Man
"Cheating" the Tax Man
Jan 10, 2007
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3 Min Read
byKristen French
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Industry News & Trends
Former Morgan Stanley Exec Sues for Age Discrimination
Former Morgan Stanley Exec Sues for Age Discrimination
Jan 4, 2007
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1 Min Read
byHalah Touryalai
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Industry News & Trends
New Wine, Old Bottle
New Wine, Old Bottle
Jan 1, 2007
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6 Min Read
byMichael Ware
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Industry News & Trends
Ryan Beck
Ryan Beck
Dec 28, 2006
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1 Min Read
byHalah Touryalai
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Industry News & Trends
Retirement: Too Sudden, Too Early
Retirement: Too Sudden, Too Early
Dec 22, 2006
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4 Min Read
byHalah Touryalai
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Industry News & Trends
Spitzer Wants More Settlement Dollars for New York UBS Reps
Spitzer Wants More Settlement Dollars for New York UBS Reps
Dec 22, 2006
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2 Min Read
byHalah Touryalai
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Recruiting
In a Competitive Recruiting Climate, Merrill Sweetens FA Benefits
In a Competitive Recruiting Climate, Merrill Sweetens FA Benefits
Dec 21, 2006
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3 Min Read
byKevin Burke
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Industry News & Trends
Private Equity for the Little(r) Guy
Private Equity for the Little(r) Guy
Dec 20, 2006
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3 Min Read
byJohn Churchill
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Industry News & Trends
Jumpstart Growth in the New Year: Quit Emailing
Jumpstart Growth in the New Year: Quit Emailing
Dec 13, 2006
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4 Min Read
byKristen French
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Industry News & Trends
FIA Calls for Schapiro to Resign
FIA Calls for Schapiro to Resign
Dec 6, 2006
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2 Min Read
byKevin Burke
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Industry News & Trends
Beyond Private Annuities
Beyond Private Annuities
Dec 5, 2006
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5 Min Read
byJohn Churchill
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Industry News & Trends
Her Father's Daughter: Lucy Crow Billingsley
Her Father's Daughter: Lucy Crow Billingsley
Dec 1, 2006
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3 Min Read
byChristine Perez
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Industry News & Trends
Department of Labor to Brokers: No Overtime Pay for You
Department of Labor to Brokers: No Overtime Pay for You
Dec 1, 2006
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3 Min Read
byHalah Touryalai
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Industry News & Trends
Merrill Lynch to Pay National Overtime Settlement
Merrill Lynch to Pay National Overtime Settlement
Nov 29, 2006
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2 Min Read
byHalah Touryalai
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M&A
Small Firms Move to Block NYSE/NASD SRO Merger
Small Firms Move to Block NYSE/NASD SRO Merger
Nov 29, 2006
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6 Min Read
byKevin Burke
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Industry News & Trends
Schwab Unloads U.S. Trust: Cash for Another Deal?
Schwab Unloads U.S. Trust: Cash for Another Deal?
Nov 21, 2006
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1 Min Read
byKristen French

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