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Erick Bergquist

Erick’s Recent activity

Captrust Adds $1.75 Billion Alabama Team

Mar 12, 2020

CAPTRUST has added Welch Hornsby, a 30-year-old advisory firm in Montgomery, Ala.

House Report Critical Of Both Wells Fargo's And Regulators' Efforts to Protect Consumers

Mar 05, 2020

In a report released Thursday, Democratic lawmakers criticized not just Wells Fargo but its regulators' responses to the megabank's predatory practices.

Ameriprise Adds 2 Teams with $272 Million in AUM

Mar 04, 2020

Two teams, one from Wells Fargo Advisors and another from Stifel Financial, have joined Ameriprise.

Breakaway Merrill Lynch Advisor Starts New California RIA

Mar 04, 2020

Jon Henderson has broken away from Merrill Lynch and is launching a new, independent RIA called Echo45 Advisors in Walnut Creek, Calif.

Pershing's Mark Tibergien to Retire

Mar 04, 2020

Ben Harrison, Pershing's head of business development and relationship management, will take over CEO duties on June 1.

Iowa Advisor Affiliates With Carson Wealth

Mar 03, 2020

Chris Graw and his five-member team are joining Carson Wealth's office in Cedar Rapids, Iowa.

$610 Million Virginia Team Jumps Ship for LPL's Private Advisor Group

Mar 02, 2020

Reston, Va.-based Global Advisor Group left Raymond James' independent contractor unit to affiliate with LPL's largest enterprise.

Wake Forest, Kaplan to Offer Financial Courses at New Charlotte Fintech Hub

Mar 02, 2020

Wake Forest University and Kaplan will begin offering designation and other courses aimed at financial services professionals at the university's new fintech hub in Charlotte, N.C.

Jim Dickson Directing Sanctuary, a Hybrid RIA Play in Three Acts

Feb 28, 2020

Sanctuary Wealth is seeking to build a $200 billion powerhouse with the help of breakaway advisors.

Michael Simonds to Head Merrill Lynch's Downtown Manhattan/Brooklyn Office

Feb 26, 2020

Merrill Lynch has promoted Michael Simonds to Market Executive for the SD market in downtown Manhattan and Brooklyn.

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