Erick Bergquist

Despite 2019 being a record year for M&A activity, 2020 will likely see fewer deals consummated, due to the coronavirus, according to recent M&A reports.

SkyView Partners, which matches RIAs and lenders, has seen a surge in loan requests from firm principals mostly focusing on partial sales.

Dynasty Financial Partners has hired Harris Baltch to head its Capital Strategies unit.

The North American Securities Administrators Association told retail investors Monday to be on the lookout for fraudulent investment schemes.

These financial advisors managed to grow their advisory firms during the Great Recession of 2008—lessons learned from that experience may help advisors facing the next one.

Mark Bruno has joined ECHELON Partners from InvestmentNews.

Peter Mallouk, head of Creative Planning, said the company has made a large donation to local charity Harvesters—The Community Food Network.

A bipartisan bill introduced Thursday would allow public sector employees, including K-12 teachers, to add lower-cost investment trusts to their retirement portfolios.