Erick Bergquist

Some in the industry suggest that the Schwab-TD deal announced last week will encourage more advisors to jump from the wirehouses.

RBC Wealth Management has expanded in the California market by adding a $7.5 billion UBS team in Los Angeles.

Milwaukee-based Hogan Financial Management is the latest firm to join Creative Planning.

Morgan Stanley has updated its grid payout scheme to incent its advisors to aim higher and sell financial plans in its first compensation update since 2017.

Peter Mallouk of Creative Planning, after years of growing organically, makes his third purchase so far this year, but says the firm will avoid going down the private-equity funded, roll-up path that other national...

Edward Jones has lost an effort to prove a terminated advisor was soliciting clients in breach of his employment contract.

Slater—financial advisor, New Jersey native, Springsteen fan—brings podcasting, and the art of conversation, to UBS.

Bluespring Wealth Partners, the RIA acquisition arm of Kestra Financial, has bought Vector Wealth Management, a $1.1 billion RIA out of Minneapolis.