Erick Bergquist

The Carson Group has made Jamie P. Hopkins, its director of retirement research, managing director of Carson Group Coaching.

Captrust Financial Advisors' first acquisition of 2020 is $654 million AUM Fountain Financial Associates.

Merrill Lynch President Andy Sieg has named Craig Young national business development executive.

A new Vanguard Research study indicates that advice, both human and algorithmic, can help investors diversify.

Frontier Wealth Management has acquired Highwater Wealth Management, a Colorado RIA with $180 million in AUM.

Fast-growing RIAs are increasingly offering equity in the war for talent, even for non-revenue-producing staff, according to Schwab’s annual compensation survey.

Anthony Diaz faces up to 220 years in prison.

Bluespring Wealth Partners announced it has acquired Retirement Wealth Specialists.