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Prill Garwood team

$900M Kansas Trio Joins LPL from Raymond James $900M Kansas Trio Joins LPL from Raymond James

The advisory team, which has rebranded to Prill | Garwood Financial Advisors, joins from Raymond James Financial Services.

byPatrick Donachie, Senior Reporter

Feb 19, 2025

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2 Min Read

Addepar Rolls Out New Alternatives Management Features Addepar Rolls Out New Alternatives Management Features

byDavis Janowski

Feb 19, 2025

3 Min Read

CircleBlack President and CEO Lincoln Ross

Support Platforms

CircleBlack to Acquire AssetBook Sources: CircleBlack to Acquire AssetBook

byDiana Britton, Moderator

Feb 19, 2025

2 Min Read

DAFgiving360 Reports Record Grant Making in 2024 DAFgiving360 Reports Record Grant Making in 2024

byAnna Sulkin Stern - Moderator

Feb 19, 2025

2 Min Read

Melissa Karetny Cresset

Professional Development

Cresset Snags Chief People Officer From JPMorgan Cresset Snags Chief People Officer From JPMorgan

byDiana Britton, Moderator

Feb 19, 2025

2 Min Read

cais office door

Alternative Investments

CAIS Integrates with Other TAMPs, Managed Account Platforms CAIS Launches Alts Access and Portfolio Integrations on Third-Party TAMPs

byDavid Bodamer

Feb 19, 2025

1 Min Read

Edelman Accuses Prime Capital of Helping Advisors Take Client Info

Edelman Accuses Prime Capital of Helping Advisors Take Client Info

byPatrick Donachie, Senior Reporter

Joe Duran

Joe Duran’s Rise Growth Makes Second Investment in $5.7B Grimes & Company

Rise Growth Makes Second Investment in $5.7B Grimes & Company

byDiana Britton, Moderator, Managing Editor

LPL Sign

Industry News & Trends

LPL Accuses Ameriprise of “Chasing Headlines” In Response to Latest Suit

LPL Accuses Ameriprise of “Chasing Headlines” In Response to Latest Suit

byPatrick Donachie, Senior Reporter

funds graph

Alternative Investments

Third Wire Launches Novel Private Markets 506(c) Fund

Third Wire Launches Novel Private Markets 506(c) Fund

byDavid Bodamer, Executive Editor, Investments

FINRA HQ

Regulation & Compliance

Broker Claims FINRA’s Testimony Demands Violate Constitutional Rights

Broker Claims FINRA’s Testimony Demands Violate Constitutional Rights

byPatrick Donachie, Senior Reporter

Creative Planning HQ

Creative Planning Picks Up $290M California RIA

Creative Planning Picks Up $290M California RIA

byDiana Britton, Moderator, Managing Editor

independent crew

$1.6B RIA and Trust Company to Split from Bank Parent

$1.6B RIA and Trust Company to Split from Bank Parent

byAlex Ortolani, Senior Reporter

Department of Labor sign DOL fiduciary rule

Regulation & Compliance

DOL Puts Fiduciary Rule on Hold

DOL Puts Fiduciary Rule on Hold

byDiana Britton, Moderator, Managing Editor

Marwa Zakharia AssetBook

Support Platforms

AssetBook CEO Marwa Zakharia Steps Down

AssetBook CEO Marwa Zakharia Steps Down

byDiana Britton, Moderator, Managing Editor

David Canter

Investing Strategies

David Canter Joins Green Investment Company

David Canter Joins Green Investment Company

byDiana Britton, Moderator, Managing Editor

Morningstar sign

WealthStack Roundup: The End For Morningstar Office

WealthStack Roundup: The End For Morningstar Office

byDavis Janowski, Senior Technology Editor, WealthManagement.com

Hightower office

Hightower CEO Change Could Signal Next Phase of RIA's Growth

Hightower CEO Change Signals Next Phase of Growth

byAlex Ortolani, Senior Reporter

Deals & Moves: LPL, Ameriprise Add Advisors Amid Mounting Legal Disputes

Deals & Moves: LPL, Ameriprise Add Advisors

byAlex Ortolani, Senior Reporter

stock market trader screens ETFs

Fidelity: Advisors Continue to Gravitate to Active ETFs

Fidelity: Advisors Continue to Gravitate to Active ETFs

byDavid Bodamer, Executive Editor, Investments

businessman with briefcase walking up steps advisor growth

Cerulli: Independent RIAs to Outpace All Other Channels by 2028

Cerulli: Independent RIAs to Grow 4% Through 2028

byAlex Ortolani, Senior Reporter

Satayan Mahajan, CEO, Datalign Advisory

Artificial Intelligence

Link Ventures Invests Another $5M In Prospecting Platform Datalign Advisory

Datalign Advisory Raises $5M More From Link Ventures

byDavis Janowski, Senior Technology Editor, WealthManagement.com

Kabir Sethi

Artificial Intelligence

Kabir Sethi Joins Board Of AI Startup Zeplyn

Kabir Sethi Joins Board Of AI Startup Zeplyn

byDavis Janowski, Senior Technology Editor, WealthManagement.com

Robinood app phone

Robinhood Revenue Doubles, Fueled by Surge in Crypto Trading

Robinhood Revenue Doubles, Fueled by Crypto Trading

CFPB office HQ

Regulation & Compliance

CFPB Disarray Puts Future Fintech, Bank Oversight Into Question

CFPB Disarray Puts Future Fintech, Bank Oversight Into Question

charles schwab branch

Charles Schwab Expands 24-Hour Trading to All Its Retail Clients

Schwab Expands 24-Hour Trading to All Retail Clients

byGeorgia Hall, Bloomberg

Peter Crawford CD&R

CD&R Hires Former Schwab CFO to Guide Wealth Portfolio

CD&R Taps Ex-Schwab CFO for Wealth Investments

byAlex Ortolani, Senior Reporter

estate plan file

Estate Planning

Pennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s Situs

Pennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s Situs

byDavid A. Handler, Alison E. Lothes

Peter Nesvold SignatureFD

SignatureFD Adds M&A Vet Peter Nesvold to Board

SignatureFD Adds M&A Vet Nesvold to Board

byAlex Ortolani, Senior Reporter

Larry Restieri and Bob Oros Hightower

Hightower CEO Bob Oros To Step Down

Hightower CEO Bob Oros To Step Down

byPatrick Donachie, Senior Reporter

empty office chairs

Industry News & Trends

McKinsey Estimates Advisor Shortage of 100,000 by 2034

McKinsey Estimates Advisor Shortage of 100,000 by 2034

byDiana Britton, Moderator, Managing Editor

stock market model portfolios

Investing Strategies

Morningstar: Advisor Use of Custom Model Portfolios Rises

Advisor Use of Custom Model Portfolios Rises

byDavid Bodamer, Executive Editor, Investments

Chris Lex Carmen Lex

Brothers Launch New RIA with LPL; Bluespring Adds Independent RIA

LPL, Bluespring Make RIA Additions

byAlex Ortolani, Senior Reporter

Acting SEC Chair Mark Uyeda

Regulation & Compliance

Acting SEC Chairman Pauses Legal Defense of Climate Rule

Acting SEC Chairman Pauses Legal Defense of Climate Rule

byPatrick Donachie, Senior Reporter

dollars graph Private equity RIAs

Fidelity: PE Fueled Record 89% of RIA Deals in 2024

Fidelity: PE Fuels Record 89% of RIA Deals

byAlex Ortolani, Senior Reporter