Location City: CharlestonLocation State: WV Base Salary: $60K - $70K Base + Incentive for New Business Position Responsibilities: Strong Regional Bank with a multi-state footprint seeks strong banking professional to serve as a Investment...
Location City: ColumbusLocation State: GA Base Salary: Up to $85K Base + Sales Incentive Position Responsibilities: Major Southeastern Bank seeks individual to serve as Personal Trust Relationship Manager. Will be responsible for a number of...
Location State: IL Base Salary: 65,000-80,000 Bonus & Incentives: Annual discretionary bonus between 3-20% Position Responsibilities: Assume book of Investment Management, Trust and IRA accounts. Meet with clients and prospective clients to...
Location State: MI Base Salary: 71,000-88,000Position Responsibilities: Develops new business relationships and enhances existing relationships with successful entrepreneurs, doctors, attorneys and other high net worth individuals. Produce loans...
Location State: NY Base Salary: 80,000 - 90,000+ DOE Bonus & Incentives: Bonus flexible based on 25% bonus pool. Amount tied to company & individual goal attainment. Position Responsibilities: Nothing succeeds like success are the watchwords for...
Location State: NJ, Flexible about locationBase Salary: $80,000 - $90,000Position Responsibilities: Develop a partnership with the management and other stakeholders to provide creative and appropriate credit solutions for our high-net worth...
Bill Carey, former president of Fidelity's institutional retirement business and a 12-year veteran of the firm, was selected in late June to head up its registered investment advisor group (FRIAG). Carey spoke with Registered Rep. senior editor...
Wirehouses, regionals and independents reacted quickly to the Katrina disaster, offering donations to the Red Cross, matching employee contributions and taking other relief measures. Some brokerages with affected advisors and clients worked to get...
GunnAllen Financial, in Tampa, Fla., had been in business for six years and had about 200 brokers and $1.2 billion in assets. Its founders, Richard Allen Frueh (pronounced ) and Jay Gunn, realized they could not put their growth strategy on hold...
In mid-September, the SEC ordered Raymond James Financial Services (RJFS) to pay a $6.9 million fine for failing to supervise Dennis Herula, a former broker who's in prison after pleading guilty to federal fraud charges. In addition, David Lee...
