have to be employed for 3 months to take series 7

5 replies [Last post]
zerocool's picture
Joined: 2008-03-20

Is that true? my manager said that, this guy is hiding something
I believe as long as we have sponsorship, we can take it, right ?
and also I don't believe i have to wait 3 months to be registered either. If we pass, then why have to wait 3 months ?
anyone knows about this stuff ? ? thanks

zerocool's picture
Joined: 2008-03-20

but do we have to be employed for 3 months to get sponsorship in the first place ??

NJ FA 2008's picture
Joined: 2008-03-12

I was sponsored before being hired.  They opened the window for the exam, I took, I passed, and that was that.  But much like iceco1d said:  I might be firm policy.

NOLA_Advisor's picture
Joined: 2008-04-23

What capacity would they have you in for those three months?

troll's picture
Joined: 2004-11-29

Finra requires a 16 week training period before you are licensed initially.

Trusted Advisor's picture
Joined: 2008-02-22

Primo is right.  You can take the 7 and 66 earlier, but you're in the holding pen until that four months is up if you are a new/new.

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