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May 29, 2015
The Daily Brief

CEOs That Blame Others See Stock Prices Decline

Companies that take the blame for their poor performance tend to see an eventual boost in their stock price, while those that blame third parties experience the opposite, according to a new study by the University of Missouri....More
May 28, 2015
The Daily Brief

Managers Who No Longer Eat Their Own Cooking

It can be reassuring when an investment manager has skin in the game—putting their own money into the fund they’re managing. Likewise, it is disconcerting to discover they pulled their money out....More
May 27, 2015
blog

Hearsay Social Launches 'Universal Supervision' Dashboard

Hearsay Social hopes its new dashboard will make it easier for compliance teams to review an advisor's social media and web content....More
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May 29, 2015
The Daily Brief

CEOs That Blame Others See Stock Prices Decline

Companies that take the blame for their poor performance tend to see an eventual boost in their stock price, while those that blame third parties experience the opposite, according to a new study by the University of Missouri....More
May 28, 2015
blog

FINRA Checking Up on Advisors' Lifestyles

If your paycheck is wildly out of whack with your lifestyle, your firm’s compliance department and regulators may come knocking....More

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