The latest news on the wealth management industry, people, markets and trends.

DOL Moves Industry Closer to Harmonization

  • May 22, 2015
    The Daily Brief

    When Do You Work?

    Those working in business and finance industries rarely put in official time outside the conventional work hours, according to NPR’s interactive graph that utilizes data from the American Time Use Survey to track how people spend their days....More
  • May 21, 2015

    Broadridge to Buy Lipper's Fiduciary Services and Competitive Intelligence Unit

    Broadridge's acquisition of the Thomson Reuters unit will expand the capabilities of its Access Data suite for its mutual fund and retirement business....More
  • May 21, 2015

    Casady: Better DOL Rule Needs Only 'A Couple' Of Improvements

    The head of LPL Financial praised the Department of Labor’s changes in its re-proposed fiduciary rule aimed at financial advisors, saying “just a couple of items to improve from here.”...More
  • May 21, 2015

    Savant Capital Picks Up Chicago-Area RIA

    Savant Capital Management expanded its presence in the Chicago market and boosted its assets to nearly $4.5 billion with the recent acquisition of Orion Capital Management. Winnetka, Ill.-based Orion is a fee-only independent registered investment advisor with six employees and $150 million in assets under management. The move to join Savant was a good growth opportunity for Orion, the firm’s president and founder James W. Kyle Sr. said in a statement Thursday....More

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