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The latest news on the wealth management industry, people, markets and trends.

DOL Moves Industry Closer to Harmonization

  • Aug 31, 2015
    data table
    REP.

    The Top 30 Independent Broker/Dealers in 2015

    In the past, REP. has ranked independent broker/dealers by advisor headcount. This year, we have decided to rank firms by average assets per advisor....More
  • Aug 31, 2015
    The Daily Brief

    Creative Investments

    Before you tell clients to toss their father’s watch or their grandfather’s decoy duck collection, advisors should double check that collection isn’t a valuable investment....More
  • Aug 28, 2015
    blog

    TD Ameritrade Rings in #FiduciaryFriday

    TD Ameritrade celebrated the 75th anniversary of the Investment Advisers Act of 1940 by ringing in the opening bell at the New York Stock Exchange on Friday....More
  • Aug 28, 2015
    The Daily Brief

    Feel Like a Woman

    An online investment platform focused specifically on women launched on Thursday....More

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