Can an RIA sponsor a series 7 or 24 exam

2 replies [Last post]
IWM1's picture
Joined: 2014-08-19

Hello Everyone,
I am new to posting to this board.  I was wondering, I have my series 7 & 66 licenses; if i were to start an RIA firm, can I sponsor new employees for the series 7 exam? Generally only the series 63 & 65 is need but if I were to start my own firm I would prefer if employees had their series 7 & 66 instead.  Also, would I be able to sponsor myself for the series 24? Any help, insight or suggestions would be much appreciated, thank you.
Best Regards,

FinAdvisor1's picture
Joined: 2013-07-31

I believe the best place for you to check is to call FINRA. They will have the answer for you. Best of luck and if I can be of assistance training your new hires let me know. Doug with

varunin's picture
Joined: 2015-01-23

i think its 24

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