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  • Aug 5, 2015
    The Daily Brief

    Here Come The Short Sellers

    Noted short-seller Bill Fleckenstein sees the markets as "uniquely crash prone" and is getting ready to jump back into business....More
  • Aug 4, 2015
    blog

    FSI Seeks More Clarity on FINRA BrokerCheck Rule

    Broker/dealer industry group the Financial Services Institute says the Financial Industry Regulatory Authority’s initiative to have firms link to BrokerCheck tool still needs work....More
  • Aug 4, 2015
    The Daily Brief

    Charitable Thunder From Down Under

    The Chronicle of Philanthropy reports that Australia’s richest person, the mining magnate Gina Rinehart, may contribute half of her estimated $10 billion fortune to charity under the terms of a proposed settlement agreement with her two adult children....More
  • Aug 3, 2015
    blog

    Ballers Episode 7 Recap: Risky Business

    After this week’s episode of HBO’s Ballers, don’t be surprised if several securities regulators make cameo appearances over the next couple of weeks....More
  • Aug 3, 2015
    The Daily Brief

    Americans Trust Tech Startups More Than Banks

    Maybe it's not technology that gives robo advisors an edge in the marketplace. Maybe it's a matter of trust, argues Hedgeable's Mike Kane....More
  • Jul 31, 2015
    blog

    Techno Advisor: The Alternative to Robo 1

    SEI Advisor Network says firms should become a "techno-advisor" that uses technology to deepen client relationships rather than automate investments....More
  • Jul 31, 2015
    The Daily Brief

    The Worst Mutual Fund in the World

    There are plenty of bad mutual funds out there, but which one is the absolute worst?...More
  • Jul 30, 2015
    blog

    Indie Advisors Say DOL Fiduciary Has Minimal Impact

    Almost two thirds of independent advisors say they’re not changing their documentation processes in anticipation of the proposed rule’s implementation, according to a recent flash poll conducted by AdvisoryWorld....More

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