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  • May 29, 2015
    The Daily Brief

    CEOs That Blame Others See Stock Prices Decline

    Companies that take the blame for their poor performance tend to see an eventual boost in their stock price, while those that blame third parties experience the opposite, according to a new study by the University of Missouri....More
  • May 28, 2015

    FINRA Checking Up on Advisors' Lifestyles

    If your paycheck is wildly out of whack with your lifestyle, your firm’s compliance department and regulators may come knocking....More
  • May 28, 2015

    Next Regulators Will Be Asking to See Text Messages

    Examiners regularly ask to see email and website records, but that's about to change. Smarsh's CEO predicts in just a few years, reviews of text messages could be commonplace....More
  • May 28, 2015
    The Daily Brief

    Managers Who No Longer Eat Their Own Cooking

    It can be reassuring when an investment manager has skin in the game—putting their own money into the fund they’re managing. Likewise, it is disconcerting to discover they pulled their money out....More
  • May 27, 2015

    What TV Can Teach Us About Managing Wealth

    From Downton Abbey and Game of Thrones to Grey's Anatomy, the plots of multiple popular shows are dealing with real-life financial and family planning issues....More
  • May 26, 2015
    The Daily Brief

    Hedge Clippers

    In recent weeks, hedge fund mangers have taken a beating—not to their investments, but to their public image...More
  • May 22, 2015
    The Daily Brief

    When Do You Work?

    Those working in business and finance industries rarely put in official time outside the conventional work hours, according to NPR’s interactive graph that utilizes data from the American Time Use Survey to track how people spend their days....More
  • May 21, 2015

    Casady: Better DOL Rule Needs Only 'A Couple' Of Improvements

    The head of LPL Financial praised the Department of Labor’s changes in its re-proposed fiduciary rule aimed at financial advisors, saying “just a couple of items to improve from here.”...More

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