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  • Feb 5, 2016
    The Daily Brief

    Emotional Scars

    Investors are still skittish about the economy, Wealth Access and Orion increase integration, estate tax changes and Hillary Clinton gets "the question" from a financial advisor....More
  • Feb 4, 2016
    blog

    NASAA Updates Series 63, 65, 66 Exam Content

    The Series 63, 65 and 66 exams are keeping with the times. The North American Securities Administrators Association announced Thursday the exams, which are administered by FINRA, will now test for knowledge around social media and cybersecurity topics....More
  • Feb 4, 2016
    The Daily Brief

    Go For Gold?

    Negative interest rates helping gold prices recover, investors don't understand fixed income, Cambridge names fiduciary czar and ancient artifacts found....More
  • Feb 3, 2016
    The Daily Brief

    Cash Was King in January

    Cash holders making money in 2016, multiple auditors can lead to questionable tax claims, Americans doing their taxes at home and one advisor has his hands in everything....More
  • Feb 2, 2016
    The Daily Brief

    The Robo Wealth Manager is Coming 1

    The future for robo advisors is wealth management, Sesame Workshop teaming up on venture capital, growth in non-traditional emerging markets and The American College of Financial Services has a new dean....More
  • Feb 1, 2016
    The Daily Brief

    The Stocks Millennials Buy

    The stocks millennials buy, FINRA gets approval for its crowdfunding rules, Preet Bharara on "Billions" and Summit Wealth Management's COO indicted for fraud....More
  • Jan 29, 2016
    The Daily Brief

    ETFs Reach All-Time High

    ETF assets are at an all-new high, the battle over the meaning of fiduciary duties and the “best interest” standard is only beginning, the hidden risks of mutual funds and millennials lack financial literacy....More
  • Jan 28, 2016
    blog

    FINRA Plans Changes to Registration and Testing Rules

    The Financial Industry Regulatory Authority will be working on a number of rule changes in 2016, including moving forward on its plan to revamp license testing, as well as creating a waiver program for those taking a leave of absence or performing different job functions....More

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