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Industry News & Trends
Revived EF Hutton Breaks Up as Partners Resolve Legal FightRevived EF Hutton Breaks Up as Partners Resolve Legal Fight

The two partners who revived the brand have dropped competing lawsuits against each other, splitting the company and taking their businesses "in different directions."

byChris Dolmetsch
Oct 21, 2024
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1 Min Read
businesswoman silhouette
IBD
Realta Wealth Hires New Head of Advisor Relations From CeteraRealta Wealth Hires New Head of Advisor Relations From Cetera
byDiana Britton
Oct 21, 2024
1 Min Read
SEC Seal
Regulation & Compliance
AI Usage Top Priority for SEC Examiners in 2025AI Usage Top Priority for SEC Examiners in 2025
byPatrick Donachie
Oct 21, 2024
1 Min Read
dominoes falling
RPA
RPA Aggregator Roundtable: Radical Sea Change Happening NowRPA Aggregator Roundtable: Radical Sea Change Happening Now
byFred Barstein
Oct 21, 2024
1 Min Read
Dave Barton Mercer Advisors
RIA
Dave Barton, Mercer Advisors’ Head of M&A, RetiresDave Barton, Mercer Advisors’ Head of M&A, Retires
byDiana Britton
Oct 21, 2024
1 Min Read
LPL Financial Ameriprise lawsuits
IBD
Lawsuits Pit Ameriprise, LPL in 'Economic War' Over Advisor RecruitingLawsuits Pit Ameriprise, LPL in 'Economic War' Over Advisor Recruiting
byPatrick Donachie
Oct 18, 2024
1 Min Read
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RIA
Sanctuary Rolls Out Internal Marketing Initiative, Specialist Network to Partner Firms
Sanctuary Rolls Out Internal Marketing Initiative, Specialist Network to Partner Firms
Oct 18, 2024
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1 Min Read
byDiana Britton, Managing Editor
John Hardin UBS
Wirehouse
$470M South Florida Advisor Joins UBS from J.P. Morgan
$470M South Florida Advisor Joins UBS from J.P. Morgan
Oct 17, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
dollars graph PE RIA news
RIA
Private Equity Dominates RIA Deal Activity in Q3
Private Equity Dominates RIA Deal Activity in Q3
Oct 17, 2024
|
1 Min Read
byDiana Britton, Patrick Donachie
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Career Moves
Former Private Advisor Group CMO to Lead StepStone Private Wealth Marketing
Former Private Advisor Group CMO to Lead StepStone Private Wealth Marketing
Oct 17, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
fidelity investments
Career Moves
Head of Fidelity-Owned Group of 1,700 Family Offices Departs
Head of Fidelity-Owned Group of 1,700 Family Offices Departs
Oct 16, 2024
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1 Min Read
byAnnie Massa and Ben Stupples
Morgan Stanley building sign Q3 earnings
Wirehouse
Morgan Stanley Posts Record New Wealth Revenue in Q3
Morgan Stanley Posts Record New Wealth Revenue in Q3
Oct 16, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Landmark Wealth Management Group Beacon Pointe RIA news
RIA
Beacon Pointe Acquires $1B Minnesota RIA
Beacon Pointe Acquires $1B Minnesota RIA
Oct 16, 2024
|
1 Min Read
byDiana Britton, Managing Editor
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IBD
Commonwealth Financial Updates Investment Platform, Introduces Outsourced Technology Management
Commonwealth Financial Updates Investment Platform, Introduces Outsourced Technology Management
Oct 16, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
CommonWealth_iStock-2011594808.jpg
Insights & Analysis
Social Media Marketing: What Advisors Are Doing Now
Social Media Marketing: What Advisors Are Doing Now
Oct 16, 2024
RPA 401k Real Talk with Fred Barstein retirement news
RPA
401(k) Real Talk Episode 126: October 16, 2024
401(k) Real Talk Episode 126: October 16, 2024
Oct 16, 2024
byFred Barstein, The Retirement Adviser University,
Pathstone CEO Matt Fleissig
RIA
Pathstone to Merge With Hall Capital to Create $100B AUM Firm
Pathstone to Merge With Hall Capital to Create $100B AUM Firm
Oct 16, 2024
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1 Min Read
byDiana Britton, Managing Editor
journey-strategic-wealth-photo.jpeg
RIA
Journey Strategic Wealth Adds Advisors in Colorado, Florida
Journey Strategic Wealth Adds Advisors in Colorado, Florida
Oct 15, 2024
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1 Min Read
byDiana Britton, Managing Editor
Merrill Bank of America sign
Wirehouse
Merrill Earnings Highlight Size of New Clients, Not Quantity
Merrill Earnings Highlight Size of New Clients, Not Quantity
Oct 15, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
carson-group-hq-2022-new.jpg
RIA
Carson Acquires $1B Minnesota RIA
Carson Acquires $1B Minnesota RIA
Oct 15, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Osaic CFO Kristy Britt
IBD
Osaic Hires CFO From Thomson Reuters
Osaic Hires CFO From Thomson Reuters
Oct 15, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Kestra Financial
IBD
Stone Point Takes Majority Stake in Kestra
Stone Point Takes Majority Stake in Kestra
Oct 15, 2024
|
1 Min Read
byDiana Britton, Managing Editor
NonaRoss_IndustryAwards.png
Wirehouse
Wealth Management Industry Awards: On the Red Carpet with Nona Ross
Wealth Management Industry Awards: On the Red Carpet with Nona Ross
Oct 15, 2024
Raymond James
RIA
Raymond James Snags $1.1B Las Vegas Team
Raymond James Snags $1.1B Las Vegas Team
Oct 14, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
gavelmoney.jpg
Wirehouse
Wirehouses Face a Fresh Round of Cash Sweep Class Actions
Wirehouses Face a Fresh Round of Cash Sweep Class Actions
Oct 14, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Indianapolis(G)1540
RIA
Thurston Springer to Acquire $1.B AUA PEAK Reps
Thurston Springer to Acquire $1.B AUA PEAK Reps
Oct 14, 2024
|
1 Min Read
byDiana Britton, Managing Editor
The myRA program allows workers to save at any level that suits their income and financial situation
RPA
The Evolution of Target Date Funds
The Evolution of Target Date Funds
Oct 14, 2024
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
IMG_8155.jpg
RIA
RIA Leaders: To Find Talent, Look Outside the Norm
RIA Leaders: To Find Talent, Look Outside the Norm
Oct 12, 2024
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1 Min Read
byDiana Britton, Managing Editor
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RIA
AlTi Tiedemann: Operating an RIA in the Public Markets
AlTi Tiedemann: Operating an RIA in the Public Markets
Oct 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Career Moves
Ex-UBS CEO Ralph Hamers Joins Former Googlers’ AI Wealth Firm
Ex-UBS CEO Ralph Hamers Joins Former Googlers’ AI Wealth Firm
Oct 11, 2024
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1 Min Read
byBen Stupples
Dien Yuen, the CEO of Daylight Advisors RIA news
RIA
Daylight CEO Underscores The Need For Philanthropic Planning Know-How
Daylight CEO Underscores The Need For Philanthropic Planning Know-How
Oct 11, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Robert Sargent Bair advisor
RIA
Another Virginia Edelman Advisor Moves To Baird
Another Virginia Edelman Advisor Moves To Baird
Oct 10, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Charles Monat office
IBD
Broker for the Wealthy, Charles Monat, Is Said to Consider Sale of the Business
Broker for the Wealthy, Charles Monat, Is Said to Consider Sale of the Business
Oct 10, 2024
|
1 Min Read
byManuel Baigorri
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Regulation & Compliance
FINRA Warns Of Phishing Email Scam Impersonating Regulators
FINRA Warns Of Phishing Email Scam Impersonating Regulators
Oct 10, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
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Insights & Analysis
Portfolio Solutions for a New Rate Regime
Portfolio Solutions for a New Rate Regime
Oct 9, 2024

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Larry Restieri and Bob Oros Hightower
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Industry News & Trends
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stock market model portfolios
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