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Allworth financial
RIA
Allworth Acquires $1.1B New Jersey RIAAllworth Acquires $1.1B New Jersey RIA

Allworth's acquisition of George McKelvey Company in Manasquan, N.J. represents its sixth deal this year, bringing the RIA to 43 offices nationwide.

byDiana Britton, Managing Editor
Oct 8, 2024
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1 Min Read
FORG CEO Brian Weiner
RIA
Family Office Resource Group Launches To Help RIAs With UHNW ClientsFamily Office Resource Group Launches To Help RIAs With UHNW Clients
byPatrick Donachie
Oct 8, 2024
1 Min Read
Santander Bank sign
Career Moves
Santander Reorganizes Leadership Roles at Wealth Management UnitSantander Reorganizes Leadership Roles at Wealth Management Unit
byMacarena Muñoz and Jorge Zuloaga
Oct 7, 2024
1 Min Read
MAI Capital Management''s office.
RIA
MAI Capital Management Acquires $1.2B Fee-Only RIAMAI Capital Management Acquires $1.2B Fee-Only RIA
byPatrick Donachie
Oct 7, 2024
1 Min Read
ai-robot-investing-chart-data.jpg
RPA
How AI Could Revolutionize 401(k) PlansHow AI Could Revolutionize 401(k) Plans
byFred Barstein
Oct 7, 2024
1 Min Read
Donald Trump campaign donations
Insights & Analysis
Advisor Campaign Donors Tilt Toward TrumpAdvisor Campaign Donors Tilt Toward Trump
byDiana Britton
Oct 4, 2024
1 Min Read
Perigon CEO Art Ambarik RIA news
RIA
Perigon Wealth Adds Execs With Eye to M&A
Perigon Wealth Adds Execs With Eye to M&A
Oct 4, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
LPL President and CEO Dan Arnold at the virtual LPL Focus conference.
IBD
Fired LPL Chief Championed Firm Culture He Later Violated
Fired LPL Chief Championed Firm Culture He Later Violated
Oct 3, 2024
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1 Min Read
byGuillermo Molero
The-Noble-Group.jpg
IBD
LPL Snags $2B Team from Raymond James
LPL Snags $2B Team from Raymond James
Oct 3, 2024
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1 Min Read
byDiana Britton, Managing Editor
handshake money
RIA
Focus Firm Kovitz Acquires $5.9B Pittsburgh RIA
Focus Firm Kovitz Acquires $5.9B Pittsburgh RIA
Oct 3, 2024
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1 Min Read
byDiana Britton, Managing Editor
Ross Znavor
Career Moves
Former BlackRock Exec Ross Znavor Joins Vise
Former BlackRock Exec Ross Znavor Joins Vise
Oct 3, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
SEC Director of Enforcement Gurbir Grewal
Career Moves
SEC Enforcement Director Gurbir Grewal to Leave Agency
SEC Enforcement Director Gurbir Grewal to Leave Agency
Oct 2, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
LPL Financial CEO Dan Arnold
Insights & Analysis
Analysts Largely View LPL CEO’s Firing as ‘Isolated Incident’
Analysts Largely View LPL CEO’s Firing as ‘Isolated Incident’
Oct 2, 2024
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1 Min Read
byDiana Britton, Managing Editor
Wealth Enhancement Group
RIA
WEG Acquires $2.39B Hybrid RIA
WEG Acquires $2.39B Hybrid RIA
Oct 2, 2024
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1 Min Read
byDiana Britton, Managing Editor
Kimberly Clouse and Kristen Caseley Altium Hightower Advisors
RIA
Hightower Firm Altium Tops $6B with New Advisor Duo
Hightower Firm Altium Tops $6B with New Advisor Duo
Oct 2, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background | RPA 401k Real Talk with Fred Barstein retirement news
RPA
401(k) Real Talk Episode 124: October 2, 2024
401(k) Real Talk Episode 124: October 2, 2024
Oct 2, 2024
byFred Barstein, The Retirement Adviser University,
Aquilance CRO Kevin Reed
Career Moves
Aquilance Hires Chief Revenue Officer From Morningstar
Aquilance Hires Chief Revenue Officer From Morningstar
Oct 2, 2024
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1 Min Read
byDiana Britton, Managing Editor
LPL Financial CEO Dan Arnold
Career Moves
LPL Fires CEO Dan Arnold for Violating Code of Conduct
LPL Fires CEO Dan Arnold for Violating Code of Conduct
Oct 1, 2024
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1 Min Read
byDiana Britton, Managing Editor
mercer advisors office
RIA
RIA Deal Roundup: Several RIAs Announce Deals on First Day of Q4
RIA Deal Roundup: Several RIAs Announce Deals on First Day of Q4
Oct 1, 2024
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1 Min Read
byDiana Britton, Managing Editor
Edelman Financial Engines
RIA
Former Edelman Advisor Sues To Break Non-Solicitation Agreement
Former Edelman Advisor Sues To Break Non-Solicitation Agreement
Oct 1, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Walt Bettinger
Career Moves
Schwab CEO Bettinger to Step Down as Firm Revamps Banking Unit
Schwab CEO Bettinger to Step Down as Firm Revamps Banking Unit
Oct 1, 2024
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1 Min Read
byPaige Smith
Peter Mallouk
RIA
TPG Capital Takes Minority Stake in Creative Planning
TPG Capital Takes Minority Stake in Creative Planning
Sep 30, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
SEC Seal
Regulation & Compliance
SEC Charges Cetera Duo for Cherry-Picking Trades
SEC Charges Cetera Duo for Cherry-Picking Trades
Sep 30, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
giraffes-watering-hole.jpg
RPA
How to Spot the Next 401(k) Record Keeper Likely to Exit
How to Spot the Next 401(k) Record Keeper Likely to Exit
Sep 30, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
Caitlin Douglas Elevation Point
RIA
Jim Dickson's Elevation Point Hires Dynasty Exec as New COO
Jim Dickson's Elevation Point Hires Dynasty Exec as New COO
Sep 30, 2024
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1 Min Read
byDiana Britton, Managing Editor
dynasty-ria-Matauro.jpg
RIA
$700M Team Leaves Equitable to Launch RIA With Dynasty Support
$700M Team Leaves Equitable to Launch RIA With Dynasty Support
Sep 30, 2024
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1 Min Read
byDiana Britton, Managing Editor
Tim Oden Charles Schwab
RIA
RIA Roundup: Dynasty Names Tim Oden Chief Growth Officer
RIA Roundup: Dynasty Names Tim Oden Chief Growth Officer
Sep 27, 2024
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1 Min Read
byDiana Britton, Managing Editor
Jay and Neil Canell
Wirehouse
$2B New York Team Joins Wells Fargo From J.P. Morgan
$2B New York Team Joins Wells Fargo From J.P. Morgan
Sep 27, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Homrich Berg Office
RIA
$18B Homrich Berg to Sell Minority Stake to TPG
$18B Homrich Berg to Sell Minority Stake to TPG
Sep 26, 2024
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1 Min Read
byDiana Britton, Managing Editor
stock market trader Advisor Sentiment index
Industry News & Trends
Advisor Sentiment Index: Confidence in the Economy Falls
Advisor Sentiment Index: Confidence in the Economy Falls
Sep 26, 2024
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1 Min Read
byWealthManagement.com Staff
Carina Diamond
RIA
Former Dakota Executive Carina Diamond Joins $1.7B RIA Gries
Former Dakota Executive Carina Diamond Joins $1.7B RIA Gries
Sep 26, 2024
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1 Min Read
byDiana Britton, Managing Editor
Carson Group building RIA news
RIA
Carson Wealth Acquires $400M Montana RIA
Carson Wealth Acquires $400M Montana RIA
Sep 26, 2024
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1 Min Read
byDiana Britton, Managing Editor
Fidelity_iStock-2083917031.jpg
RIA
Cracking the code on RIA organic growth
Cracking the code on RIA organic growth
Sep 25, 2024
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1 Hr View
Osaic CEO Jamie Price
IBD
Osaic’s Jamie Price on B/D Integrations, Advisor Attrition
Osaic’s Jamie Price on B/D Integrations, Advisor Attrition
Sep 25, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background | RPA 401k Real Talk with Fred Barstein retirement news
RPA
401(k) Real Talk Episode 123: September 25, 2024
401(k) Real Talk Episode 123: September 25, 2024
Sep 25, 2024
byFred Barstein, The Retirement Adviser University,

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