Sponsored By

Industry News & Trends

More Topics
Andrew Selu Prime Capital Financial
Industry News & Trends
Prime Capital Attracts L.A.-Based Former Edelman AdvisorPrime Capital Attracts L.A.-Based Former Edelman Advisor

Andrew Selu is the latest Edelman employee to move to Overland Park, Kan.-based Prime Capital. Several former Edelman advisors have sued to break non-solicitation contracts this year.

byPatrick Donachie, Senior Reporter
Nov 12, 2024
|
1 Min Read
mercer advisors office
RIA
Mercer Advisors Adds Nearly $1.7B with Two DealsMercer Advisors Adds Nearly $1.7B with Two Deals
byDiana Britton
Nov 12, 2024
1 Min Read
Allworth financial
Industry News & Trends
Allworth Acquires $839M Pacific Northwest FirmAllworth Acquires $839M Pacific Northwest Firm
byPatrick Donachie
Nov 12, 2024
1 Min Read
thumbnail
Sponsored Content
Unique Giving Strategies to Spark Economic Development in Disadvantaged CommunitiesUnique Giving Strategies to Spark Economic Development in Disadvantaged Communities
Nov 12, 2024
two businessmen silhouette
Career Moves
The Profession Has Failed Past EntrantsThe Profession Has Failed Past Entrants
byGeorge Nichols III
Nov 12, 2024
1 Min Read
Peter Mallouk
Industry News & Trends
Creative Planning Acquires Fellow Kansas Firm with $550M AUMCreative Planning Acquires Fellow Kansas Firm with $550M AUM
byPatrick Donachie
Nov 12, 2024
1 Min Read
LPL Financial
Industry News & Trends
LPL Attracts $410M Hollywood-Based Firm From Osaic
LPL Attracts $410M Hollywood-Based Firm From Osaic
Nov 11, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Bob Oros_Culture Wall.jpg
RPA
How the Hightower Acquisition of NEPC Could Disrupt the Wealth and Retirement Industries
How the Hightower Acquisition of NEPC Could Disrupt the Wealth and Retirement Industries
Nov 11, 2024
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
10 Ways to Boosts Admission Chances
Career Moves
10 Ways to Boosts Admission Chances
10 Ways to Boosts Admission Chances
Nov 11, 2024
|
1 Min Read
byLynn O'Shaughnessy, Columnist: College Planning
PGIM investments building
Industry News & Trends
PGIM Taps Morgan Stanley’s Chappuis to Succeed Longtime CEO David Hunt
PGIM Taps Morgan Stanley’s Chappuis to Succeed Longtime CEO David Hunt
Nov 8, 2024
|
1 Min Read
bySilla Brush, Sridhar Natarajan and Alexandre Rajbhandari
invesco
Regulation & Compliance
SEC Fines Invesco Advisers $17.5M For 'Misleading' ESG Claims
SEC Fines Invesco Advisers $17.5M For 'Misleading' ESG Claims
Nov 8, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Adam Antoniades Cetera Financial Group
IBD
Cetera CEO Adam Antoniades to Step Down By Year-End
Cetera CEO Adam Antoniades to Step Down By Year-End
Nov 7, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Morgan Stanley
Regulation & Compliance
Judge Reaffirms Morgan Stanley Deferred Comp Plans Fall Under ERISA
Judge Reaffirms Morgan Stanley Deferred Comp Plans Fall Under ERISA
Nov 7, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Fifth Third Bank
RIA
$2B Team Joins Fifth Third Wealth Advisors from TIAA-CREF
$2B Team Joins Fifth Third Wealth Advisors from TIAA-CREF
Nov 7, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Wealth Enhancement Group
RIA
Wealth Enhancement Group Buys $536M New Jersey RIA
Wealth Enhancement Group Buys $536M New Jersey RIA
Nov 7, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Insights & Analysis
Ask the Experts: Prepare for Possible Sunset of High Estate Tax Exemption
Ask the Experts: Prepare for Possible Sunset of High Estate Tax Exemption
Nov 7, 2024
Daniel Burke Callan Family Office
RIA
$6.5B Callan Family Office Launches Tax Overlay Program
$6.5B Callan Family Office Launches Tax Overlay Program
Nov 7, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Christopher Ayer NewEdge Wealth
RIA
NewEdge Wealth Establishes First New Hampshire Office With Pallas Recruit
NewEdge Wealth Establishes First New Hampshire Office With Pallas Recruit
Nov 7, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Donald Trump election night family speech
Regulation & Compliance
What Will Financial Services Regulation Look Like Under Trump?
What Will Financial Services Regulation Look Like Under Trump?
Nov 6, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Uptick Partners Founders Steve Barber, Jason Barber and Taylor Pankratz
RIA
Uptick Partners Launches Guarantee Program for Partner Firms
Uptick Partners Launches Guarantee Program for Partner Firms
Nov 6, 2024
|
1 Min Read
byDiana Britton, Managing Editor
The White House
Insights & Analysis
Advisors Want Clients to Consider History When Assessing Election’s Aftermath
Advisors Want Clients to Consider History When Assessing Election’s Aftermath
Nov 5, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
mark-steven-resnick.jpg
RIA
Father-Son Duo Launch $750M AUM Chicago RIA
Father-Son Duo Launch $750M AUM Chicago RIA
Nov 5, 2024
|
1 Min Read
byDiana Britton, Managing Editor
dollar-signs-handshake-stock-market.jpg
RIA
DeVoe: October Breaks Record for RIA M&A Activity
DeVoe: October Breaks Record for RIA M&A Activity
Nov 5, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Donald Trump Kamala Harris
Regulation & Compliance
Harris or Trump: Different Regulatory Paths Impacting Advisors
Harris or Trump: Different Regulatory Paths Impacting Advisors
Nov 5, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
AKassim-Lakha-_-Aspen-Standard-Wealth-promo.jpg
RIA
New RIA Acquirer Comes to Market With First Deal
New RIA Acquirer Comes to Market With First Deal
Nov 4, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Former Merrill Lynch Leader John Thiel Launches RIA
RIA
Former Merrill Lynch Leader John Thiel Launches RIA
Former Merrill Lynch Leader John Thiel Launches RIA
Nov 4, 2024
|
1 Min Read
byElaine Misonzhnik, Senior Editor, Investments
SEC Seal
Regulation & Compliance
SEC: Firm Used Athlete Endorsements Without Disclosing Payment
SEC: Firm Used Athlete Endorsements Without Disclosing Payment
Nov 4, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
RBC windows
Regulation & Compliance
FINRA Orders RBC To Pay $9.7M In Age Discrimination Case
FINRA Orders RBC To Pay $9.7M In Age Discrimination Case
Nov 1, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Homan Wealth Advisors President and Founder Richard “Rick” Homan
RIA
$95B Colony Announces First External Deal Since Buckingham Merger
$95B Colony Announces First External Deal Since Buckingham Merger
Nov 1, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Stifel office
IBD
B. Riley to Sell Portion of Wealth-Management Unit to Stifel
B. Riley to Sell Portion of Wealth-Management Unit to Stifel
Nov 1, 2024
|
1 Min Read
bySteve Dickson
jp-morgan-madison-avenue
Regulation & Compliance
J.P. Morgan to Pay $150M to Settle Slew of SEC Charges
J.P. Morgan to Pay $150M to Settle Slew of SEC Charges
Nov 1, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Jania Stout Prime Capital Financial
RIA
Prime Capital Hires OneDigital’s Jania Stout to Lead Retirement Plan Business
Prime Capital Hires OneDigital’s Jania Stout to Lead Retirement Plan Business
Nov 1, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Family Asset Management office Sequoia Financial
RIA
Sequoia Acquires $300M South Carolina RIA
Sequoia Acquires $300M South Carolina RIA
Oct 31, 2024
|
1 Min Read
byDiana Britton, Managing Editor
Wilmington Trust Head of Wealth Management Lisa Roberts
Career Moves
Wilmington Trust Names New Wealth Management Leader
Wilmington Trust Names New Wealth Management Leader
Oct 31, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
stock market trader wall street advisor sentiment index
Insights & Analysis
Advisor Sentiment Index: Confidence in the Economy Ticks Upward
Advisor Sentiment Index: Confidence in the Economy Ticks Upward
Oct 31, 2024
|
1 Min Read
byWealthManagement.com Staff

Latest news

Larry Restieri and Bob Oros Hightower
Career Moves
Hightower CEO Bob Oros To Step Down
Hightower CEO Bob Oros To Step Down

Feb 11, 2025

empty office chairs
Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034
McKinsey Estimates Advisor Shortage of 100,000 by 2034

Feb 11, 2025

stock market model portfolios
Investing Strategies
Morningstar: Advisor Use of Custom Model Portfolios Rises
Advisor Use of Custom Model Portfolios Rises

Feb 11, 2025

Sign Up for Newsletters
Sign up to receive the latest insights, trends, and analysis.
CE Webinars
View more
Apr 1 - Apr 2, 2025
Learn from top leaders tackling growth, pay, and personnel challenges daily.
Learn More

Trusts & Estates Magazine

Trusts Estates February 2025
Read More

Latest Digital Edition

Trusts & Estates: February 2025 Digital Edition

Feature on Ultra-High-Net-Worth Families & Family Offices