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Industry News & TrendsWhistleblowers Save Your BreathWhistleblowers Save Your Breath
Bureaucracy that smacks of willful ignorance that's what one would-be tipster (and client of mine) encountered when he tried to anonymously notify regulators of trouble at his broker/dealer. As an attorney who has been practicing securities law for over two decades, I can attest that this experience is all too common. Given the frequency with which regulators are unearthing impropriety at financial
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