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Featured on The Daily Brief

Blackrock
ETFs
BlackRock Plans for New ETFs in ESG PushBlackRock Plans for New ETFs in ESG Push

The news comes a month after CEO Larry Fink revealed in a letter to company executives that the asset manager was placing a greater emphasis on sustainability in its investment strategies.

byPatrick Donachie, Senior Reporter
Feb 12, 2020
|
2 Min Read
Jamie Hopkins
RIA
Carson Names Jamie Hopkins Managing Director of Carson CoachingCarson Names Jamie Hopkins Managing Director of Carson Coaching
byErick Bergquist
Feb 12, 2020
1 Min Read
Blackrock
Mutual Funds
BlackRock Steals Top Spot for 2019 Global Inflows From VanguardBlackRock Steals Top Spot for 2019 Global Inflows From Vanguard
byDiana Britton
Feb 11, 2020
1 Min Read
Merrill Lynch
RIA
Merrill Lynch Names Executive for New Business Development PositionMerrill Lynch Names Executive for New Business Development Position
byErick Bergquist
Feb 11, 2020
1 Min Read
LPL Financial
Industry News & Trends
Synergy Wealth Alliance Leaves Cetera for LPLSynergy Wealth Alliance Leaves Cetera for LPL
byAsia Martin
Feb 11, 2020
1 Min Read
William Galvin
RIA
Galvin: Mass. Man Sold Unregistered 'Life Settlement' SecuritiesGalvin: Mass. Man Sold Unregistered 'Life Settlement' Securities
byPatrick Donachie
Feb 10, 2020
1 Min Read

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RIA
Frontier Acquires $180 Million AUM RIA in Colorado
Frontier Acquires $180 Million AUM RIA in Colorado
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Investors Vote for Conservative Portfolios Ahead of November Elections
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Bitwise Crypto Index Jumped on News of Iranian Drone Strike
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Betterment and Its CCO Part Ways
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Feb 7, 2020
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Fi360 Adds Reg BI Training Module
Fi360 Adds Reg BI Training Module
Feb 6, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
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Investment
EP Wealth Advisors Adds International Research & Asset Management
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Feb 6, 2020
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byAsia Martin, Reporter
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RIA
Miracle Mile Recruits Dimitry Farberov from IDB Capital
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Feb 6, 2020
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1 Min Read
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Wirehouse
Benefits Broker to Acquire $45 Billion Super OSJ/RIA
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Feb 5, 2020
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1 Min Read
byAsia Martin, Reporter
Riskalyze CEO Aaron Klein
Industry News & Trends
Riskalyze Capitalizes on Reg BI
Riskalyze Capitalizes on Reg BI
Feb 4, 2020
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1 Min Read
bySamuel Steinberger, Senior Technology Editor
Ameriprise came in second with 7540 advisors last year
RIA
Ameriprise Grabs Florida Father/Son Advisor Team
Ameriprise Grabs Florida Father/Son Advisor Team
Feb 4, 2020
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2 Min Read
byPatrick Donachie, Senior Reporter
Salvatore Dispenziere III
RIA
SagePoint OSJ in New Jersey Leaps to LPL
SagePoint OSJ in New Jersey Leaps to LPL
Feb 3, 2020
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1 Min Read
byDiana Britton, Managing Editor
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Regulation & Compliance
Advocates Say SEC Proxy Change Limits Corporate Owners' Oversight
Advocates Say SEC Proxy Change Limits Corporate Owners' Oversight
Feb 3, 2020
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3 Min Read
byPatrick Donachie, Senior Reporter
People's United Bank
RIA
People's United Bank Hires Wealth Management Head From HSBC
People's United Bank Hires Wealth Management Head From HSBC
Jan 31, 2020
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1 Min Read
byPatrick Donachie, Senior Reporter
Ladenburg Thalmann
M&A
Ladenburg Shareholders Approve Advisor Group Merger
Ladenburg Shareholders Approve Advisor Group Merger
Jan 31, 2020
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2 Min Read
byDiana Britton, Managing Editor
Avantax CEO Chris Walters
RIA
Blucora Pulls New CEO From Board of Directors
Blucora Pulls New CEO From Board of Directors
Jan 30, 2020
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1 Min Read
byDiana Britton, Managing Editor
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Investment
Bluespring Acquires Florida Firm With $400 Million in Assets
Bluespring Acquires Florida Firm With $400 Million in Assets
Jan 30, 2020
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1 Min Read
byErick Bergquist
Dale Brown FSI OneVoice
Industry News & Trends
FSI Scores Group Health Insurance
FSI Scores Group Health Insurance
Jan 29, 2020
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1 Min Read
byAsia Martin, Reporter
A Fidelity Investments sign.
Equities
Fidelity Retail Clients Can Trade Fractional Shares
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Jan 29, 2020
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byPatrick Donachie, Senior Reporter
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RIA
SEC: Broker Stole $2.4 Million From Clients
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Jan 28, 2020
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WealthTech
Timeline Decumulation Planning App Has New Integration With Redtail
Timeline Decumulation Planning App Has New Integration With Redtail
Jan 28, 2020
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
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High Net Worth
Private Equity, Hedge Funds Top Among Family Office Investments
Private Equity, Hedge Funds Top Among Family Office Investments
Jan 28, 2020
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1 Min Read
byErick Bergquist
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WealthTech
Riskalyze Updates Tech Solutions To Help Firms With Reg BI Compliance
Riskalyze Updates Tech Solutions To Help Firms With Reg BI Compliance
Jan 27, 2020
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2 Min Read
byPatrick Donachie, Senior Reporter
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WealthTech
Fidelity Announces Fully Digital Account Opening
Fidelity Announces Fully Digital Account Opening
Jan 27, 2020
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byDavis Janowski, Senior Technology Editor, WealthManagement.com
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RIA
Indiana Advisor Accused of Losing $1.3 Million in Client Assets
Indiana Advisor Accused of Losing $1.3 Million in Client Assets
Jan 24, 2020
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1 Min Read
byPatrick Donachie, Senior Reporter
mobile app finance
WealthTech
iFlip, Another New Mobile Trading App, Aims to Cut Out Advisors
iFlip, Another New Mobile Trading App, Aims to Cut Out Advisors
Jan 24, 2020
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1 Min Read
byWealthManagement.com Staff
Kirstin Hill
RIA
Merrill Lynch Promotes Kirstin Hill to COO
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Jan 23, 2020
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byErick Bergquist
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Financial Planning
SA Stone Wealth Management Recruits Texas Firm With $135 AUM
SA Stone Wealth Management Recruits Texas Firm With $135 AUM
Jan 23, 2020
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byPatrick Donachie, Senior Reporter
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RIA
FSI Elects New 2020 Board of Directors
FSI Elects New 2020 Board of Directors
Jan 22, 2020
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RIA
Creative Planning Acquires Stratford Consulting in Dallas
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byErick Bergquist
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Industry News & Trends
Fiduciary Trust Acquires $4 Billion Pennsylvania Trust
Fiduciary Trust Acquires $4 Billion Pennsylvania Trust
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