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Estate Planning
Part 3: Estate & Gift TaxPart 3: Estate & Gift Tax

Cavallaro v. Commissioner: Tax Court memorandum holds parents made gift to sons in a non-arm’s-length merger of two family-run companies

byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
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11 Min Read
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Estate Planning
Part 4: Estate & Trust Income TaxPart 4: Estate & Trust Income Tax
byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
10 Min Read
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High Net Worth
Part 6: Incomplete Gift Non-Grantor TrustsPart 6: Incomplete Gift Non-Grantor Trusts
byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
2 Min Read
Part 7: Marital Deduction
High Net Worth
Part 7: Marital DeductionPart 7: Marital Deduction
byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
3 Min Read
Part 8: Self-Dealing
High Net Worth
Part 8: Self-DealingPart 8: Self-Dealing
byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
3 Min Read
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High Net Worth
Part 9: ValuationsPart 9: Valuations
byDavid A. Handler, Alison E. Lothes
Jan 23, 2015
6 Min Read
UBS
Regulation & Compliance
UBS to Pay $14.4 Million Fine for Violations in U.S. 'Dark Pool'
UBS to Pay $14.4 Million Fine for Violations in U.S. 'Dark Pool'
Jan 15, 2015
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1 Min Read
byReuters
SEC building
Retirement
Retirement Issues Top SEC's 2015 Priorities
Retirement Issues Top SEC's 2015 Priorities
Jan 13, 2015
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2 Min Read
byMegan Leonhardt
Heckerling Conference Begins
Regulation & Compliance
Heckerling Conference Begins
Heckerling Conference Begins
Jan 12, 2015
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1 Min Read
bySusan R. Lipp - Moderator, Editor in Chief
Advisor Suing LPL Over Supervisor Attempting to Steal Clients
Client Relations
Advisor Suing LPL Over Supervisor Attempting to Steal Clients
Advisor Suing LPL Over Supervisor Attempting to Steal Clients
Jan 8, 2015
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5 Min Read
byMegan Leonhardt
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IBD
Top 10 NextGen IBD Advisors
Top 10 NextGen IBD Advisors
Jan 2, 2015
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11 Slides
byDiana Britton, Managing Editor
Israel Tax Authority Delays Reporting Deadline for New Law
High Net Worth
Israel Tax Authority Delays Reporting Deadline for New Law
Israel Tax Authority Delays Reporting Deadline for New Law
Dec 30, 2014
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1 Min Read
byDebra Hirsch, Sara Y. Weinberg
BNY Mellon
Regulation & Compliance
FINRA fines Pershing LLC $3M for Violating Customer Protection Rule
FINRA fines Pershing LLC $3M for Violating Customer Protection Rule
Dec 29, 2014
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1 Min Read
byReuters
SEC Accuses Unregistered Broker/Dealer Of Defrauding Seniors
Regulation & Compliance
SEC Accuses Unregistered Broker/Dealer Of Defrauding Seniors
SEC Accuses Unregistered Broker/Dealer Of Defrauding Seniors
Dec 19, 2014
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1 Min Read
byRyan W. Neal, Associate Editor
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Real Estate
Advisors’ Top Eight Investment Ideas for 2015
Advisors’ Top Eight Investment Ideas for 2015
Dec 11, 2014
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9 Slides
byDiana Britton, Managing Editor
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Regulation & Compliance
RCS Capital Settles Cole Capital Lawsuit for Almost $60 Million
RCS Capital Settles Cole Capital Lawsuit for Almost $60 Million
Dec 4, 2014
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1 Min Read
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Wirehouse
Top 10 Wirehouse Advisors of 2014
Top 10 Wirehouse Advisors of 2014
Dec 2, 2014
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11 Slides
byMegan Leonhardt
SEC Headquarters
Regulation & Compliance
SEC Charges Unregistered Advisor with Stock Fraud
SEC Charges Unregistered Advisor with Stock Fraud
Dec 2, 2014
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1 Min Read
byRyan W. Neal, Associate Editor
Best of the Best 2014
Industry News & Trends
Best of the Best 2014
Best of the Best 2014
Dec 2, 2014
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1 Min Read
byWealthManagement.com Staff
Tax Law Update: December 2014
Estate Planning
Tax Law Update: December 2014
Tax Law Update: December 2014
Nov 21, 2014
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7 Min Read
byDavid A. Handler, Alison E. Lothes
SEC Chief Says Undertaking Comprehensive U.S. Stock Market Review
Equities
SEC Chief Says Undertaking Comprehensive U.S. Stock Market Review
SEC Chief Says Undertaking Comprehensive U.S. Stock Market Review
Nov 9, 2014
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2 Min Read
byReuters
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RIA
Top Ten RIAs in 2014
Top Ten RIAs in 2014
Nov 4, 2014
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10 Slides
byMegan Leonhardt
Nick Schorsch executive chairman of RCS Capital
Industry News & Trends
RCAP Calls Off Cole Capital Deal
RCAP Calls Off Cole Capital Deal
Nov 3, 2014
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2 Min Read
byDiana Britton, Managing Editor
The Power of Tax-Aware Compounding
High Net Worth
The Power of Tax-Aware Compounding
The Power of Tax-Aware Compounding
Oct 28, 2014
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3 Min Read
byTodd LaFountaine
Tax Law Update: November 2014
Regulation & Compliance
Tax Law Update: November 2014
Tax Law Update: November 2014
Oct 23, 2014
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12 Min Read
byDavid A. Handler, Alison E. Lothes
The Most Popular States for Investment Advisors logo in a gray background | The Most Popular States for Investment Advisors
Real Estate
The Most Popular States for Investment Advisors
The Most Popular States for Investment Advisors
Oct 14, 2014
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10 Slides
byMegan Leonhardt
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Industry News & Trends
The Daily Brief: Trumped
The Daily Brief: Trumped
Oct 13, 2014
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1 Min Read
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Diversity & Inclusion
Attorneys Slam Lack of Diversity, Transparency Among FINRA Arbitrators
Attorneys Slam Lack of Diversity, Transparency Among FINRA Arbitrators
Oct 7, 2014
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3 Min Read
byMegan Leonhardt
Working in Retirement – Not Always an Advisor’s First Choice
Retirement
Working in Retirement – Not Always an Advisor’s First Choice
Working in Retirement – Not Always an Advisor’s First Choice
Oct 3, 2014
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3 Min Read
byTom Daley, CEO and Founder
Changes to FINRA Rule 3110 Put Brokers Under Stronger Microscope
Wirehouse
Changes to FINRA Rule 3110 Put Brokers Under Stronger Microscope
Changes to FINRA Rule 3110 Put Brokers Under Stronger Microscope
Sep 25, 2014
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3 Min Read
byJimmy Douglas
Tax Law Update: October 2014
Regulation & Compliance
Tax Law Update: October 2014
Tax Law Update: October 2014
Sep 24, 2014
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8 Min Read
byDavid A. Handler, Alison E. Lothes
Barclays Racks Up $77M in Fines Over Compliance Issues
Regulation & Compliance
Barclays Racks Up $77M in Fines Over Compliance Issues
Barclays Racks Up $77M in Fines Over Compliance Issues
Sep 23, 2014
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3 Min Read
byMegan Leonhardt
Bank of America
Regulation & Compliance
Whistleblowers and 'Little White Lies'
Whistleblowers and 'Little White Lies'
Sep 15, 2014
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4 Min Read
byJeff Spears, Founder and CEO
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Industry News & Trends
Top 10 IBDs with the Highest Producing Advisors
Top 10 IBDs with the Highest Producing Advisors
Sep 2, 2014
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10 Slides
byMegan Leonhardt
Tax Law Update: September 2014
Industry News & Trends
Tax Law Update: September 2014
Tax Law Update: September 2014
Aug 22, 2014
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11 Min Read
byDavid A. Handler, Alison E. Lothes

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