Skip navigation
Menu
Search Forums
The Advisor ForumsLegal and Compliance Issues

Series 53 and 24

or Register to post new content in the forum

1 ReplyJump to last post

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Aug 13, 2019 7:26 pm

Cosgrove Tommy

Joined: 2019-08-13Offline

My firm is telling me that I need to get a Series 53 because my RRs sell 529 Plans. Wouldn’t my Series 24, 9 & 10 cover this? I’ve have my Series 24 since 2001.