The Daily Brief

The SEC had accused Christopher McClure, the owner of Westport Capital Markets, of enriching himself by investing client funds in risky securities with additional, undisclosed mark-ups and fees.

A startup is selling phishing drills to small businesses worried about their cybersecurity.

Tech providers are already seeing strain on their systems.

Among retirement plan participants earning $90,000 or more, women have a higher average saving rate for retirement than men.

Following historic market movements, scenario-analysis tool HiddenLevers announced free trials for new users.

CAPTRUST has added Welch Hornsby, a 30-year-old advisory firm in Montgomery, Ala.

A four-person Dallas advisor team joins Raymond James.

CEO and founder Deborah Fox hopes the name change reflects the variety of services advisors can access via the network.

The four-year-old provider will continue to expand its staff base, add new features and continue to develop its tech stack.

The tax return review tool is officially receiving 2019 tax return uploads, as well as announcing new tools to support income- and capital gains-based advice.