The Daily Brief

Creative Planning added Coe Financial Services, an RIA based in Wichita, Kan.

Vanguard and Charles Schwab's websites both got high marks from investors making decisions without the counsel of a financial advisor, according to a new J.D. Power survey.

One of the ways LPL is supporting its advisors in this tough time is by eliminating transaction fees on ETFs from First Trust and Global X.

"One of the highest priority issues facing many broker-dealers and investment advisors today is simplifying Reg BI compliance," said Michael Pinsker, founder of Docupace.

Even as the global pandemic continues to spread, Ameriprise recruits a Wells Fargo team and UBS team.

To create the automated Form CRS, the tool pulls from a firm’s Form ADV and a short, rules-based questionnaire.

DriveHSA will develop technology to allow individuals to trade fractional shares of equities, ETFs, ADRs and mutual funds inside HSAs.

The insurance network for RIAs added two commission-free fixed indexed annuities from Great American Life Insurance Company.

The SEC claims the firm provided incomplete and inaccurate securities trading data on about 35 million transactions over five years.

Despite a global pandemic, the recruiting wars continue, with Auburn, Ala.-based 20 / 20 Wealth Management Group joining newly acquired Securities America.