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Kabir Sethi
Artificial Intelligence
Kabir Sethi Joins Board Of AI Startup ZeplynKabir Sethi Joins Board Of AI Startup Zeplyn

The AI-powered note-taking tech provider for advisors faces growing competition.

byDavis Janowski, Senior Technology Editor, WealthManagement.com
Feb 13, 2025
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2 Min Read
Robinood app phone
WealthTech
Robinhood Revenue Doubles, Fueled by Surge in Crypto TradingRobinhood Revenue Doubles, Fueled by Crypto Trading
byPaige Smith
Feb 12, 2025
2 Min Read
CFPB office HQ
Regulation & Compliance
CFPB Disarray Puts Future Fintech, Bank Oversight Into QuestionCFPB Disarray Puts Future Fintech, Bank Oversight Into Question
byPaige Smith
Feb 12, 2025
3 Min Read
charles schwab branch
Equities
Charles Schwab Expands 24-Hour Trading to All Its Retail ClientsSchwab Expands 24-Hour Trading to All Retail Clients
byGeorgia Hall
Feb 12, 2025
2 Min Read
Peter Crawford CD&R
Career Moves
CD&R Hires Former Schwab CFO to Guide Wealth PortfolioCD&R Taps Ex-Schwab CFO for Wealth Investments
byAlex Ortolani
Feb 12, 2025
2 Min Read
estate plan file
Estate Planning
Pennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s SitusPennsylvania Court Rules Beneficiaries Can’t Unilaterally Change Trust’s Situs
byDavid A. Handler, Alison E. Lothes
Feb 12, 2025
2 Min Read
Peter Nesvold SignatureFD
RIA
SignatureFD Adds M&A Vet Peter Nesvold to Board
SignatureFD Adds M&A Vet Nesvold to Board
Feb 12, 2025
|
3 Min Read
byAlex Ortolani, Senior Reporter
Larry Restieri and Bob Oros Hightower
Career Moves
Hightower CEO Bob Oros To Step Down
Hightower CEO Bob Oros To Step Down
Feb 11, 2025
|
2 Min Read
byPatrick Donachie, Senior Reporter
empty office chairs
Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034
McKinsey Estimates Advisor Shortage of 100,000 by 2034
Feb 11, 2025
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3 Min Read
byDiana Britton, Managing Editor
stock market model portfolios
Investing Strategies
Morningstar: Advisor Use of Custom Model Portfolios Rises
Advisor Use of Custom Model Portfolios Rises
Feb 11, 2025
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2 Min Read
byDavid Bodamer, Executive Editor, Investments
Chris Lex Carmen Lex
RIA
Brothers Launch New RIA with LPL; Bluespring Adds Independent RIA
LPL, Bluespring Make RIA Additions
Feb 11, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Acting SEC Chair Mark Uyeda
Regulation & Compliance
Acting SEC Chairman Pauses Legal Defense of Climate Rule
Acting SEC Chairman Pauses Legal Defense of Climate Rule
Feb 11, 2025
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3 Min Read
byPatrick Donachie, Senior Reporter
dollars graph Private equity RIAs
RIA
Fidelity: PE Fueled Record 89% of RIA Deals in 2024
Fidelity: PE Fuels Record 89% of RIA Deals
Feb 11, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
Peakline Partners Bill Rudnick, executive managing director
Alternative Investments
Private Markets Investments Firm Cresset Partners Rebrands as Peakline Partners
Cresset Partners Investment Firm Rebrands as Peakline Partners
Feb 11, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Kathy Wunderi Wealth.com
Career Moves
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Feb 11, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Robert Sofia Snappy Kraken
Marketing
Snappy Kraken Launches AI-backed RIA Enterprise Hub
Snappy Kraken Launches AI-Backed Enterprise Hub
Feb 11, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Hershey Wealth Advisors Merit Financial
RIA
Merit Acquires $233M Pennsylvania RIA From Osaic
Merit Acquires $233M RIA In Pennsylvania
Feb 11, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
U.S. Supreme Court building
Regulation & Compliance
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Feb 10, 2025
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5 Min Read
byPatrick Donachie, Senior Reporter
Sugarloaf Wealth Management Principal Jason Connolly Prime Capital Financial
RIA
Prime Capital Gains Foothold in Atlanta with $1B RIA
Prime Capital Adds 1B Atlanta RIA
Feb 10, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Kristen Larson Sanctuary Wealth breakaway UBS
RIA
$200M Advisor Leaves UBS to Go Independent with Sanctuary
Sanctuary Lands New $200M Minneapolis RIA
Feb 10, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Mariner Wealth Advisors CEO Marty Bicknell
RIA
Mariner to Add 250 Senior Wealth Advisors in Major Recruiting Push
Mariner Recruiting for 250 Senior Wealth Advisors
Feb 10, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Carnegie CEO and Principal Richard Alt
RIA
Carnegie Investment Counsel Adds $1.3B Firm To Expand In Northeast
Carnegie Investment Counsel Adds $1.3B Firm
Feb 7, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Osaic signage
RIA
Osaic Adds $360M Firm to W-2 Affiliation Channel
Osaic Adds $360M Firm to W-2 Affiliation Channel
Feb 7, 2025
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1 Min Read
byDiana Britton, Managing Editor
Linda Bready
RIA
FinTech Exec Launches M&A Consulting Business
FinTech Exec Launches M&A Consulting Business
Feb 7, 2025
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3 Min Read
byDiana Britton, Managing Editor
Breanna Rae Blaney
Professional Development
DFA Alum Launches Advisor Training Program and Designation
DFA Alum Launches Advisor Training Program, Designation
Feb 7, 2025
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3 Min Read
byDiana Britton, Managing Editor
Empower CEO Ed Murphy
RIA
Empower’s Wealth Unit Grows Assets 29% on 401(k) Rollover Capture
Empower Wealth Unit Reports 29% Asset Growth
Feb 7, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
LPL CEO Rich Steinmeier
IBD
LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s Growth
New LPL CEO Keeps Eye on Firm Growth
Feb 6, 2025
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3 Min Read
byPaige Smith
IAA President Matt Lampman
Career Moves
One-time Unpaid Intern Becomes President of $4.8B IAA
$4.8B IAA Promotes Former Intern to President
Feb 6, 2025
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3 Min Read
byAlex Ortolani, Senior Reporter
Trump Media Truth Social
ETFs
Trump Media to Trademark a ‘Made in America ETF’ in Finance Push
Trump Media to Trademark a ‘Made in America ETF’
Feb 6, 2025
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2 Min Read
byAnnie Massa
KKR logo on phone
Alternative Investments
KKR Calls Credit’s ‘iPhone Moment’ as Public, Private Markets Meld
KKR Calls Credit’s ‘iPhone Moment’
Feb 6, 2025
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2 Min Read
byOlivia Raimonde
CFP Board CEO Kevin Keller
Career Moves
CFP Board CEO Kevin Keller To Retire
CFP Board CEO Kevin Keller To Retire
Feb 6, 2025
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2 Min Read
byPatrick Donachie, Senior Reporter
Corporate Plans Retirement Strategies team
RIA
Deals & Moves: Cetera, Corient and LPL’s RIA Channel Add Advisors
Deals & Moves: Cetera, Corient and LPL Add Advisors
Feb 6, 2025
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2 Min Read
byAlex Ortolani, Senior Reporter
Capstone Wealth Advisors Vice President Ryan Skogstad
RIA
Wealth Enhancement Acquires $619M RIA Serving Pacific Northwest
Wealth Enhancement Snags $619M Oregon-based RIA
Feb 5, 2025
|
2 Min Read
First Republic bank doors
Career Moves
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
First Republic Ex-Private Wealth Head Taps Old Team for New Firm
Feb 5, 2025
|
5 Min Read
byBiz Carson, Reporter
Alisa Maute Mercer Advisors
Career Moves
Mercer Hires Client Development Director From LPL
Mercer Hires Client Development Director From LPL
Feb 5, 2025
|
3 Min Read
byDiana Britton, Managing Editor

Latest news

businessman adding piece to pie chart 401(k)s
RPA
Yes, Advisors Can Manage Their Clients’ 401(k) Accounts
Yes, Advisors Can Manage Their Clients’ 401(k) Accounts

Feb 13, 2025

Kabir Sethi
Artificial Intelligence
Kabir Sethi Joins Board Of AI Startup Zeplyn
Kabir Sethi Joins Board Of AI Startup Zeplyn

Feb 13, 2025

Robinood app phone
WealthTech
Robinhood Revenue Doubles, Fueled by Surge in Crypto Trading
Robinhood Revenue Doubles, Fueled by Crypto Trading

Feb 12, 2025

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