Nearly a third of advisors plan to buy another practice in the next one to five years, versus only 15 percent who expect to retire or sell their business over that period, according to a recent Financial Services Institute survey....More
Asset managers rode the wave of strong equity markets in 2013, but the growth belies the fact that net revenues may never return to pre-crisis levels, a new Boston Consulting Group report shows....More
In this issue we highlight ten individuals we think bear watching over the next year, both because of the specific things they are doing, but more broadly because of the changes taking place in the industry that they represent....More
The evidence keeps piling up against a Long Island financial planner accused of stealing $1.6 million from charities and clients. Meanwhile FINRA banned a Los Angeles analyst for lying to investigators looking into an insider trading scheme....More
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