Trust of registered investment advisors is low; the industry needs to address the examination of RIAs, and shift away from a focus on the price of advice, said TD Ameritrade Institutional's Tom Nally....More
A former Focus Financial executive launches a consultancy that will provide transition assistance to large breakaway teams. But instead of taking a stake in these firms, he'll will charge a one-time fee....More
More advisors are targeting high-net-worth clients today than they were even two years ago, despite tighter competition and a need to provide more complicated, and costly, wealth management services. Here are the top 10 RIA firms in this space.
Investors tend to look at portfolio risk in terms of geographic exposure or asset classes—but that's not always an accurate gauge. Taking a broader view of risk assessment can provide a better sense of how the portfolio will perform in volatile markets....More
When practitioners meet with clients who are near death, they're tasked with making valuable contributions to the client's estate plan within a limited time frame. Using a 20-point checklist, our speakers will outline how eleventh hour planning may help clients achieve favorable outcomes for their beneficiaries and avoid missing valuable opportunities....More
You'll discover the ways ETFs allow you to construct more nimble and unique portfolios for your clients, based on a sector approach to the market. Marc Chaikin, creator of Chaikin Money Flow, demonstrates how to find trends in equity sectors—and use ETFs to construct strong client portfolios....More
This complimentary webinar will explore the National Association of Estate Planners & Councils model for collaboration, as articulated in a recently released white paper, "High Performance Teaming and Professional Collaboration", and the 5 critical best practices our speakers have observed in teams who collaborate most effectively....More
Multigenerational planning involves serving parents, children and grandchildren in an integrated and comprehensive way. Presented by two generations (a father and son), this webinar will cover essential issues for those engaged in the practice of multigenerational planning....More