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  • Mar 25, 2016
    The Daily Brief

    Scottie Pippen’s Financial Advisor Jailed for Fraud

    Scottie Pippen’s advisor heads to jail, Orion Advisor Services has a new partner, a new ‘swag’ store for Dynasty and yet another survey is out detailing millennial money priorities....More
  • Mar 24, 2016
    blog

    Raymond James Secures ‘Nearly All’ Deutsche Bank Advisors

    Just a few months after announcing its intention to acquire Deutsche Bank Wealth Management’s U.S. Private Client Services unit, Raymond James has secured commitments to join from over 90 percent of the acquired advisors....More
  • Mar 24, 2016
    The Daily Brief

    Yachts for the Needy

    Boats for the needy, financial aid for the rich, new software from Advicent and statistics on the confidence of women financial advisors....More
  • Mar 23, 2016
    The Daily Brief

    Investors Sweet on Tax Havens

    Tax havens take in the most assets, investors want financial planning with their tax prep, iCapital buys HedgeFocus and the case for female financial advisors....More
  • Mar 22, 2016
    blog

    RIAs Poised to Remain Most Active Buyers in M&A Deals

    Registered investment advisory firms were the most active buyers of other firms in 2015, a trend Schwab, which tracks M&A deals, expects to continue....More
  • Mar 22, 2016
    The Daily Brief

    Wedbush Fined ... Again

    Wedbush subsidiary gets hit with fines, Jon Baum joins NorthStar, firms are missing out on data intelligence and New York millionaires are A-OK with a tax hike....More
  • Mar 21, 2016
    The Daily Brief

    TD Ameritrade’s Dirty Dancing Ad Lives On

    Lawsuit against TD Ameritrade's "Dirty Dancing" ad is thrown out, Malaysia looks to be leader in Islamic wealth, millennials top users of payday loans and a retirement plan robo is giving away free burritos (Caveat: They're from Chipotle)....More
  • Mar 18, 2016
    The Daily Brief

    Fuzzy Numbers on Advisor Misconduct

    Wolves of Wall Street everywhere? Not quite. There’s a time and place for crowdfunding, Judge Merrick Garland’s investments, and Bloomberg’s brackets for a cause....More
  • Mar 17, 2016
    blog

    American Funds: This Select Group of Funds Outperforms 1

    According to American Funds’ own assessment of active managers, some funds do beat the benchmark. But is it just data mining?...More
  • Mar 17, 2016
    The Daily Brief

    Mega-Round Funding Hits Fintech

    VC investors are committing more money to fintech, why family offices shouldn’t invest like endowments, TradePMR is partnering with AdvisoryWorld and China is now the leading source of shocks in global markets....More
  • Mar 16, 2016
    blog

    Firms Hiring to Comply With DOL Fiduciary Rule

    Almost half of financial services firms involved in individual retirement accounts say they’ll need to bring in extra help or redirect current resources to comply with the Labor Department’s fiduciary rule....More
  • Mar 16, 2016
    The Daily Brief

    Donald Trumps Hillary With the HNW

    High-net-worth investors prefer Donald Trump; GAMR, the first video game ETF launches; more than half expect a tax refund and Grand Marnier owners cash out....More
  • Mar 15, 2016
    The Daily Brief

    Big Firms Cut Back

    Morgan and Merrill are cutting back on wealth management, these financial firms made a list of “the most ethical,” investors aren’t ready to panic over markets yet and a survey finds employees who work with a CFP save more....More
  • Mar 14, 2016
    The Daily Brief

    SEC Charges Deteriorating Alts Platform

    SEC charges Aequitas Capital Management, MSCI adds environmental and social factors ratings, financial literacy declines with age, Fiserv adds its unified wealth platform....More
  • Mar 11, 2016
    The Daily Brief

    Zika Could Be the Next Investment Scam

    Beware of Zika virus scams, financial firms being targeted for cyberattacks, Personal Capital tracking spending and millennials are near-sighted when it comes to financial planning....More
  • Mar 10, 2016
    The Daily Brief

    Recession Warning

    Declines in corporate profits signal a recession, regulators start looking at online lenders, a lack of compensation for new advisors and a former college football star was fleeced by financial advisor....More
  • Mar 9, 2016
    blog

    Betterment Announces Account Aggregator

    The company says aggregation will improve its ability to deliver automated advice....More
  • Mar 9, 2016
    The Daily Brief

    Financial Advisors Would Rather Vote for Marco Rubio Than Donald Trump

    Financial advisors like Rubio, index investing pushing valuations of whack, new app lets you invest in stocks and bonds with bitcoin and the gender pay gap widens....More
  • Mar 8, 2016
    blog

    Inside an IRS Imposter Scam 2

    Someone claiming to be from the Internal Revenue Service called me twice today. Here’s what happened when I called them back....More
  • Mar 8, 2016
    The Daily Brief

    Third Avenue Alumni Launch New Firm

    Third Avenue alumni create new asset management firm, Morgan Stanley expands UMA access, a new record number of millionaires in the United States and the strange battle over Mutassim Gaddafi's fortune....More

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