Winners & Losers in the Annual Broker Report Card

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on Dec 12, 2013

This survey is a joke. First of all, Jones actively coaches their FAs to rate their firm the highest on surveys (I know...I used to work there). According to Registered Rep, here is the breakdown of the 2,333 responses: Jones - 238; Ray James - 211; Merrill - 66; Morgan - 123; UBS - 121; Wells - 1,374. How can that make an accurate survey? Other than the Kool Aid kids at Jones, I would imagine that most of the respondees are disgruntled. Why else take the time? I never do. The only reason I'm taking the time to comment is that the survey is absolutely worthless and it drives me nuts.

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