Over the past decade, a tremendous amount of pressure has been laid on the shoulders of the small broker-dealers of the securities industry. Like the iconic Willy Loman in Arthur Miller’s Death of a Salesman, these small and/or independent brokerages are allotted a significantly shorter leash than they have been in years past......More
The recent case of Lawrence F. Peek, et ux., et al., v. Commissioner, gives us insights into how the Internal Revenue Service and the Tax Court view, and attack, prohibited transactions involving an individual retirement account....More
With the recent decision of the Bankruptcy Court for the Western District of Washington in In re Huber, we now have the first decision addressing the issue of conflict of laws with regard to a domestic asset protection trust....More
Passed the Series 66 with a 82% thanks to this question bank. Selling my Training Consultants question bank with 83 days left for $50. PM me or email me at the1jvg@yahoo.com if interested. thanks...More
Passed the Series 66 with a 82% thanks to this question bank. Selling my Training Consultants question bank with 83 days left for $50. PM me or email me at the1jvg@yahoo.com if interested. thanks...More
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The Most 'Liked' Brokerage in the U.S.
Check out which firms are the most (and least) popular on Facebook.
House Republications approved a bill Wednesday aimed at stalling the DOL's fiduciary rulemaking but don’t expect it to knock Phyllis Borzi out of the ballgame....More
Thirty-two members of Congress from minority caucuses have sent a letter to the Department of Labor, arguing that the agency's fiduciary proposal could disadvantage their constituents and limit minority access to financial advisors....More