Legal news, trends and analysis.

Taberna Capital Pays $21.5 Million to Settle SEC Charges

  • Sep 2, 2015

    Buyer Beware: WhatsApp Used in Recent Scam

    Regulator warns stock recommendations sent through the popular WhatsApp messaging app are likely part of a recent pump-and-dump scam....More
  • Sep 2, 2015
    The Daily Brief

    Robo Reliance

    In a recent survey of 134 independent financial advisors, 60 percent said they would trust a so-called robo-advisor to help manage and oversee client assets....More
  • Aug 31, 2015
    The Daily Brief

    Creative Investments

    Before you tell clients to toss their father’s watch or their grandfather’s decoy duck collection, advisors should double check that collection isn’t a valuable investment....More
  • Aug 28, 2015
    The Daily Brief

    Feel Like a Woman

    An online investment platform focused specifically on women launched on Thursday....More
  • Aug 25, 2015
    The Daily Brief

    No Safety in Gold

    It's an old-wives tale at this point: When the markets are bad, buy gold. Not so fast, according to data analytics platform Kensho....More
  • Aug 21, 2015
    The Daily Brief

    Clinton Polling Poorly With Dead Voters

    A New Jersey woman used her obituary to make a final political statement to prospective mourners—don’t vote for Hillary Clinton....More

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