Industry

Auria will combine portfolio management, performance reporting, CRM and other tools.

Kaival Patel was previously convicted of charges stemming from a plan to collect commissions on falsely prescribed compound medications, according to the Justice Department.

Allworth adds 25 tax professionals with its purchase of CCA, a CPA firm in Pleasant Hill, Calif.

Nicholas Takahashi and his team managed about $1.3 billion when it left the wirehouse earlier this year, but Morgan Stanley alleged the rep was breaking his non-solicitation vows.

The virtual conference and its slick platform showcased plenty of useful third-party technology, and it was free for advisors.

The alternative asset manager is launching its first interval fund and serving as a core independent manager on another as it looks to develop new products.