Les Abromovitz

Senior Consultant ,
National Compliance Services

Les Abromovitz, JD, is the author of two RIA compliance books and is a senior consultant with National Compliance Services (www.ncsonline.com), where he is responsible for conducting compliance reviews of web sites, marketing materials, social media communications, presentations, brochures, books, blogs, newsletters, proposals, radio programs, commercials, YouTube videos, performance reports, and performance advertising. He earned a JD from Duquesne University School of Law.

How RIAs Should Handle a Compliance Exam
VIEWPOINTS: Les Abromovitz, Senior Consultant, National Compliance Services; The CCO for an advisory firm makes certain that the RIA is fully prepared for the compliance examination and should set the right tone for the office.
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