Where and who you work with is one of the most important decisions you’ll make. Just like you might think twice about marrying someone you met at a speed-dating event, you shouldn’t rush a career decision, either.
Typically, one in 20 of settlements against corporate offenders is precipitated by a whistleblower, not a regulator. That begs the question – who are these defenders of the common good and how has the whistleblowing process changed?
Addictive behavior is never pretty and the same can be said for broker recruiting checks. They belong in the same category because they can have such a deleterious effect on those entrusted with the responsibility of managing money for others.
The advising industry is constantly evolving. These changes influence all aspects of the industry, from the technology available to advisors to the regulatory environment in which they must operate....More
Today, more than 100 million Americans are members of a credit union. Yet surprisingly, 97% of these members don't have an established advisor relationship through their credit union. And the only thing standing between you and this sea of potential clients may be your broker/dealer....More
A new era of health care innovation looms on the horizon. Andy Acker, Portfolio Manager of the Janus Global Life Sciences Fund, explains why he still sees considerable growth potential ahead for the health care sector, even after a strong three-year run....More
Obergefell v. Hodges is a consolidated Supreme Court case involving same-sex couples, some of whom sought marriage licenses in Michigan and Kentucky despite state laws restricting marriages in the state to opposite sex couples...More