While the year was tough on the performance of most ETFs, it still saw a record number of launches, including single-stock funds. And despite many attempts, the SEC continues to reject spot Bitcoin ETFs.
The Patagonia Purpose Trust, and how high-net-worth individuals combine tax mitigation and charitable intent, was a thematic story in 2022 for advisors.
Industry thought leaders share their ideas, action steps and new approaches for success in making wealth management a more diverse and welcoming industry.
Private equity firm Abry Partners is also a new investor. Dynasty, abandoning plans to go public, said it is pulling its S-1 registration with the SEC.
Massachusetts becomes the 30th state to enact a rule or law based upon the model passed by the National Association of Insurance Commissioners, intended to align state regs for annuity sales with the SEC’s Regulation...